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Robinhood Markets, Inc. 
 CA
  SEC # 1783879

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578  SEC Filings
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  from  8/6/19  to  4/26/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Robinhood Markets, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  98 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/26/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/26/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 3
4/26/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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3
3/22/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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37

8-K Items: 
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3/22/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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4
2/13/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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18
3/22/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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3
9/30/22 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 3
9/30/22 OLD"Material Impairments — Item 2.06  OLD 1
3/21/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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8
12/16/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/23/23"Submission of Matters to a Vote of Security Holders — Item 5.072
3/21/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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16
3/22/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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28

2/27/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-85
2/27/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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3
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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8
12/17/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
12/7/21 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
10/29/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
10/27/21 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
10/8/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
10/8/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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6
7/30/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
7/29/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
7/29/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/15/21 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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4
6/15/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
10/1/20 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5

General Exhibits: 
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3/22/24EX-10Material Contracts61
2/27/24EX-23Consents of Experts and Counsel14
2/27/24EX-FILING FEESFiling Fees3
2/27/24EX-5Opinions of Counsel re: Legality7
2/27/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/27/24EX-21Subsidiaries Lists6
12/16/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
2/24/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
7/19/21 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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3/21/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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35

Financials: 
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4/26/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,173
4/26/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 181
4/26/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 51
4/26/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
51
3/22/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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50
2/27/24EX-31Certifications — §302 – SOA’0222
2/27/24EX-32Certifications — §906 – SOA’0222

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4/26/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,370


Forms
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, Documents
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& Exhibits
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 in  480 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 770700
 

        
Latest Filing  Type    Category    Description        Documents
     
4/25/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 365
4/23/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 64
3/25/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 325
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G16
5/12/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4

Letters: 
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9/16/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
9/16/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 6

General Exhibits: 
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3/25/24EX-24Powers of Attorney15

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases4

Graphics: 
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3/25/24GRAPHICPhotos, Images and Graphs2


        

Filings History

Year    # of Filings
In descending order
2024 84
2023 197
2022 161
2021 131
2020 4
2019 1

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