AvePoint, Inc. 

NJ

  SEC # 1777921

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326  SEC Filings   from  7/16/19  to  4/15/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘424B3’ — Prospectus – New Facts or Events — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  AvePoint, Inc.

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Forms , Documents & Exhibits  in  149 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/15/24			424B3		Registration:		Prospectuses – New Facts or Events	15
4/10/24			EFFECT		SEC:		SEC Notices of Effectiveness	7
4/5/24			POS AM		Registration:		Post-Effective Amendments of Registration Statements    — Financial Reports	6
3/19/24			ARS		Update:		Annual Reports to Security Holders	2
3/19/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	2
3/19/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	4
3/8/24			PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A — Financial Reports	1
2/29/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	7
2/29/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	31
					8-K Items:
11/6/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	9
11/1/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
8/10/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
2/29/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	11
7/29/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
7/7/21	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
8/24/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
5/12/21	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
7/7/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
8/16/21	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	2
7/7/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
7/7/21	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
5/22/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	4
5/6/22	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	2
8/16/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
3/13/23	OLD		Events:			•	Other Events — Item 8.01  OLD	6
2/29/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	25
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	13
6/8/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	14
9/21/22	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
9/17/21	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
8/5/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	6
6/23/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	29
6/2/21	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
5/28/21	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	5
5/18/21	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
9/18/19	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
9/17/19	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
9/16/19	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
9/13/19	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/16/19	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
4/5/24			EX-23		Consents of Experts and Counsel			32
4/5/24			EX-FILING FEES		Filing Fees			2
3/1/24			EX-10		Material Contracts			69
3/1/24			EX-21		Subsidiaries Lists			5
2/29/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/31/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
3/31/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			8
9/17/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			7
7/29/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
12/30/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
8/30/19	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
2/29/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			41
					Financials:
3/19/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,653
3/19/24			EX-101.*		XBRL Data  (XBRL Files)			220
3/19/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			35
3/19/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			46
3/8/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			45
3/1/24			EX-31		Certifications — §302 – SOA’02			38
3/1/24			EX-32		Certifications — §906 – SOA’02			36
8/24/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
4/15/24			GRAPHIC		Photos, Images and Graphs			637

Forms , Documents & Exhibits  in  206 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 053604

        

Latest Filing			Type		Category	Description		Documents
4/3/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	110
4/1/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	10
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	20
9/18/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	8
5/9/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	18
7/1/21	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
6/23/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	29
					Letters:
6/14/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			10
6/14/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			10
					General Exhibits:
6/15/23			EX-5		Opinion of Counsel re: Legality			1
7/8/22	OLD		EX-24		Powers of Attorney  OLD			35
12/30/20	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
11/23/20	OLD		EX-10		Material Contracts  OLD			7
11/23/20	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
9/25/23			EX-99		Miscellaneous Exhibits, such as Press Releases			13
					Graphics:
6/22/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			187

        

Filings History

Year		# of Filings
2024		35
2023		80
2022		35
2021		126
2020		20
2019		30