Beneficient 

TX

  SEC # 1775734

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206  SEC Filings   from  12/22/21  to  5/3/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Beneficient

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Forms , Documents & Exhibits  in  148 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/3/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	17
					8-K Items:
4/16/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	5
2/13/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	3
10/20/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	2
3/28/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	2
3/28/24			"			•	Unregistered Sales of Equity Securities — Item 3.02	7
4/16/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03    — ↓‘EX-4’	5
4/30/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	3
4/16/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03    — ↓‘EX-3’	5
3/22/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	1
5/3/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	6
4/30/24			Events:			•	Other Events — Item 8.01	2
5/3/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	13
5/1/24			424B3		Registration:		Prospectuses – New Facts or Events	58
3/12/24			D		Registration:		Notices of Exempt Offerings of Securities — Form D	7
3/11/24			DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A	1
3/6/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A	1
2/29/24			PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A	1
2/14/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	3
12/27/23			EFFECT		SEC:		SEC Notices of Effectiveness	6
12/21/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	21
12/20/23			S-1		Registration:		Registration Statements (General Form) — Form S-1 — Financial Reports	12
9/25/23			POS AM		Registration:		Post-Effective Amendments of Registration Statements — Financial Reports	3
7/19/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	2
7/13/23			10-K		Update:		Annual Report — Form 10-K — Financial Reports	1
6/30/23			NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25	1
6/7/23			CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT	1
6/7/23			8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A	1
5/16/23			425		Registration:		Prospectuses and Communications – Mergers	6
5/10/23	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	6
					General Exhibits:
4/16/24			EX-3		Articles of Incorporation/Organization and Bylaws			9
4/16/24			EX-10		Material Contracts			97
12/20/23			EX-23		Consents of Experts and Counsel			31
10/26/23			EX-FILING FEES		Filing Fees			8
10/26/23			EX-5		Opinions of Counsel re: Legality			8
8/30/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			16
7/13/23			EX-21		Subsidiaries Lists			2
5/8/23	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
					Additional Exhibits:
5/3/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			26
					Financials:
5/3/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,133
5/3/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			26
5/3/24			EX-101.*		XBRL Data  (XBRL Files)			114
5/3/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			26
5/3/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			26
2/14/24			EX-31		Certifications — §302 – SOA’02			26
2/14/24			EX-32		Certifications — §906 – SOA’02			26
12/9/22	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
5/3/24			GRAPHIC		Photos, Images and Graphs			714

Forms , Documents & Exhibits  in  58 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/17/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	11
3/7/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	7
2/22/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	3
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	5
8/11/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	17
					Letters:
12/14/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			15
12/14/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			15
					General Exhibits:
6/7/23			EX-24		Powers of Attorney			14
					Additional Exhibits:
2/13/24			EX-99		Miscellaneous Exhibits, such as Press Releases			6

        

Filings History

Year		# of Filings
2024		68
2023		131
2022		6
2021		1