UP Fintech Holding Ltd.    SEC # 1756699

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110  SEC Filings   from  11/20/18  to  4/22/24  (6 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘20-F’ — Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  UP Fintech Holding Ltd.

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Forms , Documents & Exhibits  in  78 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			20-F		Update:		Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F    — Financial Reports	5
3/20/24			6-K		Update:		Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls	43
12/22/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	3
8/9/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	10
6/10/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
6/7/21	OLD		F-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Foreign Issuer — Form F-3  OLD	1
3/20/19	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
3/20/19	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
3/19/19	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
3/18/19	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
3/18/19	OLD		F-1		Registration:		Registration Statements by Certain Foreign Issuers — Form F-1  OLD	3
3/11/19	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/11/19	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
1/11/19	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					General Exhibits:
4/22/24			EX-13		Annual and Quarterly Reports to Security Holders			10
4/22/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/22/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			12
4/22/24			EX-8		Opinions of Counsel re: Tax Matters			11
12/22/23			EX-23		Consents of Experts and Counsel			9
12/22/23			EX-FILING FEES		Filing Fees			1
12/22/23			EX-5		Opinions of Counsel re: Legality			7
9/1/21	OLD		EX-10		Material Contracts  OLD			33
6/9/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
4/29/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
4/29/20	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
3/11/19	OLD		EX-21		Subsidiaries Lists  OLD			2
					Additional Exhibits:
3/20/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			52
					Financials:
4/22/24			EX-15		Letters re: Unaudited Interim Financial Info			11
4/22/24			EX-12		Statements re: Computations of Ratios			10
4/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			536
4/22/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			5
4/22/24			EX-101.*		XBRL Data  (XBRL Files)			22
4/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			4
4/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			5
					Graphics:
4/22/24			GRAPHIC		Photos, Images and Graphs			95

Forms , Documents & Exhibits  in  34 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 91531W

        

Latest Filing			Type		Category	Description		Documents
3/22/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	11
2/8/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	7
3/5/21	OLD		F-6EF		Registration:		Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD	1
5/20/19	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
3/18/19	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
3/11/19	OLD		F-6		Registration:		Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6  OLD	1
					Letters:
8/14/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			11
8/14/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			11
					General Exhibits:
3/5/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
3/11/19	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
3/5/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4
					Graphics:
3/18/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			10

        

Filings History

Year		# of Filings
2024		5
2023		23
2022		12
2021		27
2020		9
2019		31
2018		3