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Opti-Harvest, Inc. 
 CA
  SEC # 1753945

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44  SEC Filings
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  from  10/6/21  to  3/29/24  (5 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-15D’ — Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Opti-Harvest, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  42 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/29/2415-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 151
3/29/24RWRegistration:  Registration Withdrawal Requests2
1/11/24S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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10
11/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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3
11/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-253
6/29/23FWPRegistration:  Prospectuses – Free Writing5
6/26/23AWRegistration:  Amendment Withdrawal Request1
6/21/23POS AMRegistration:  Post-Effective Amendment of a Registration Statement — Financial Reports
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1
5/19/238-KUpdate:  Current Report — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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1

8-K Items: 
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5/19/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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1
5/19/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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1

4/17/23 OLD10-KUpdate:  Annual Report — Form 10-K  OLD  — Financial Reports
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1
3/31/23 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/14/23 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
2/9/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
1/4/23 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
12/2/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

General Exhibits: 
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1/11/24EX-3Articles of Incorporation/Organization and Bylaws21
1/11/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders31
1/11/24EX-5Opinions of Counsel re: Legality11
1/11/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)7
12/29/23EX-23Consents of Experts and Counsel11
12/29/23EX-FILING FEESFiling Fees4
12/29/23EX-10Material Contracts47
2/3/23 OLDEX-9Voting Trust Agreements  OLD 2
8/31/22 OLDEX-14Codes of Ethics  OLD 4

Additional Exhibits: 
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5/19/23EX-99Miscellaneous Exhibit — Press Releases
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& Conference Calls
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1

Financials: 
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1/11/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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751
1/11/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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15
1/11/24EX-101.*XBRL Data  (XBRL Files)73
1/11/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)15
1/11/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
15
11/20/23EX-31Certifications — §302 – SOA’028
11/20/23EX-32Certifications — §906 – SOA’024

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1/11/24GRAPHICPhotos, Images and Graphs849


Forms
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, Documents
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& Exhibits
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 in  7 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/29/23FWPRegistration:  Prospectuses – Free Writing5

Letters: 
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2/2/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2
2/2/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

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6/29/23GRAPHICPhotos, Images and Graphs241


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 28
2022 7
2021 6

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