Alset Inc. 

MD

  SEC # 1750106

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232  SEC Filings   from  11/13/18  to  4/18/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/15/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Alset Inc.

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Forms , Documents & Exhibits  in  157 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/18/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	68
					8-K Items:
12/14/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	28
3/1/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
7/19/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	6
12/14/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	3
4/18/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
7/19/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
10/6/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
12/23/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
3/14/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	12
12/12/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	6
12/15/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	5
2/8/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	7
1/16/24			Events:			•	Other Events — Item 8.01	20
12/14/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	52
4/1/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	4
2/1/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	5
1/19/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	2
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	10
11/3/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	4
10/24/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	3
2/8/23	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
6/21/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	20
5/18/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
5/6/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
4/12/22	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
4/11/22	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
12/7/21	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	5
12/1/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	9
11/18/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	6
6/30/21	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	4
5/24/21	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
5/18/21	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
5/14/21	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
4/1/21	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
11/23/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
11/23/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
4/1/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/1/24			EX-21		Subsidiaries Lists			8
12/14/23			EX-10		Material Contracts			122
3/31/23	OLD		EX-23		Consents of Experts and Counsel  OLD			24
3/31/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			20
2/8/23	OLD		EX-5		Opinions of Counsel re: Legality  OLD			10
2/8/23	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			12
12/12/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			15
9/12/22	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
4/11/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
12/23/19	OLD		EX-14		Codes of Ethics  OLD			4
					Additional Exhibits:
12/14/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			26
					Financials:
4/18/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,065
4/18/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			61
4/18/24			EX-101.*		XBRL Data  (XBRL Files)			214
4/18/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			58
4/18/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			61
4/1/24			EX-31		Certifications — §302 – SOA’02			53
4/1/24			EX-32		Certifications — §906 – SOA’02			14
12/23/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
4/1/24			GRAPHIC		Photos, Images and Graphs			392

Forms , Documents & Exhibits  in  75 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
6/30/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	25
6/2/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	12
10/6/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	13
2/11/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	12
					Letters:
7/13/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			13
7/13/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			13
					Additional Exhibits:
2/14/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			3

        

Filings History

Year		# of Filings
2024		6
2023		22
2022		75
2021		82
2020		36
2019		8
2018		3