Allogene Therapeutics, Inc. 

CA

  SEC # 1737287

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394  SEC Filings   from  4/19/18  to  4/26/24  (2 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Allogene Therapeutics, Inc.

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Forms , Documents & Exhibits  in  139 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/26/24			EFFECT		SEC:		SEC Notices of Effectiveness	2
4/23/24			ARS		Update:		Annual Reports to Security Holders	2
4/23/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
4/23/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A    — Financial Reports	6
3/14/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	7
3/14/24			S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3	1
3/14/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	7
3/14/24			POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR	1
3/14/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	60
					8-K Items:
1/30/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	7
3/14/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	21
1/5/24			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05	1
2/16/24			Accountants & Accounting:			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02	1
10/17/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	10
10/15/18	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
6/15/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	6
3/10/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
1/5/24			Events:			•	Other Events — Item 8.01	16
3/14/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	27
2/22/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	7
11/2/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	3
11/2/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	16
11/2/22	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
7/20/22	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
4/14/22	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
4/14/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
10/25/21	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	2
10/15/18	OLD		POS462B		Registration:		Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD	1
10/15/18	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
10/11/18	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/10/18	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
10/10/18	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
10/5/18	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/5/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	4
8/10/18	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
4/19/18	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					General Exhibits:
3/14/24			EX-23		Consents of Experts and Counsel			21
3/14/24			EX-FILING FEES		Filing Fees			8
3/14/24			EX-5		Opinions of Counsel re: Legality			16
3/14/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			17
3/14/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/14/24			EX-10		Material Contracts			47
11/2/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
6/17/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
					Additional Exhibits:
3/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			38
					Financials:
4/23/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,425
4/23/24			EX-101.*		XBRL Data  (XBRL Files)			292
4/23/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			67
4/23/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			72
3/14/24			EX-31		Certifications — §302 – SOA’02			46
3/14/24			EX-32		Certifications — §906 – SOA’02			30
3/14/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			71
					Graphics:
4/23/24			GRAPHIC		Photos, Images and Graphs			359

Forms , Documents & Exhibits  in  259 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 019770

        

Latest Filing			Type		Category	Description		Documents
4/24/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	180
4/22/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	8
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	27
10/25/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	9
10/16/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	25
7/20/22	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
4/14/22	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
2/3/21	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
2/29/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			5
2/29/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
6/21/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
1/18/22	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
9/20/21	OLD		EX-24		Powers of Attorney  OLD			12
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases			21
					Graphics:
6/21/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			13

        

Filings History

Year		# of Filings
2024		34
2023		70
2022		65
2021		60
2020		64
2019		53
2018		48