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Rain Oncology Inc. 
 CA
  SEC # 1724979

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214  SEC Filings
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  from  12/13/17  to  2/14/24  (3 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Perceptive Advisors LLC 
 
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notifications of all
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Filings
involving  Rain Oncology Inc. 

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Forms
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, Documents
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& Exhibits
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 in  80 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/5/2415-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
1/31/24EFFECTSEC:  SEC Notices of Effectiveness3
1/26/24S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations3
1/26/24POS AMRegistration:  Post-Effective Amendment of a Registration Statement1
1/26/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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25

8-K Items: 
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12/14/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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2
1/26/24
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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1
11/9/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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9
6/5/23"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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1
1/26/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
1/26/24"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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1
1/26/24
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
1/26/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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4
1/26/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
6/5/23"Submission of Matters to a Vote of Security Holders — Item 5.072
12/14/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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6
1/19/24
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  Events: 
Other Events — Item 8.013
1/26/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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21

1/26/24SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-95
1/16/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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6
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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9
5/11/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-83
4/19/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/19/23 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/19/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
3/9/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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2
11/4/22 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
11/3/22 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
5/27/22 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
4/23/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
4/22/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
4/20/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/19/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
3/5/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2
3/5/21 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
9/15/20 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3

Letters: 
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4/22/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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1/26/24EX-3Articles of Incorporation/Organization and Bylaws15
1/26/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions2
11/9/23EX-10Material Contracts37
5/11/23EX-23Consents of Experts and Counsel8
5/11/23EX-FILING FEESFiling Fees3
5/11/23EX-5Opinions of Counsel re: Legality7
3/9/23 OLDEX-21Subsidiaries List  OLD 1
11/4/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
5/27/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6

Additional Exhibits: 
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1/26/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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19

Financials: 
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1/26/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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625
1/26/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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32
1/26/24EX-101.*XBRL Data  (XBRL Files)118
1/26/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)32
1/26/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
32
11/9/23EX-31Certifications — §302 – SOA’0222
11/9/23EX-32Certifications — §906 – SOA’0211

Graphics: 
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1/16/24GRAPHICPhotos, Images and Graphs181


Forms
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, Documents
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& Exhibits
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 in  140 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 75082Q
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G14
2/2/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D19
2/2/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 472
1/26/24SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-95
1/26/24SC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO4
1/26/2425-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
12/14/23SC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO1
6/9/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 317
5/22/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
11/3/22 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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1/5/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC6
1/5/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

General Exhibits: 
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12/27/23EX-FILING FEESFiling Fees1
12/19/23EX-3Articles of Incorporation/Organization and Bylaws2
6/9/23EX-24Powers of Attorney12

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases23

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12/27/23GRAPHICPhotos, Images and Graphs11


        

Filings History

Year    # of Filings
In descending order
2024 33
2023 60
2022 46
2021 72
2020 1
2018 1
2017 1

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