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Spero Therapeutics, Inc. 
 MA
  SEC # 1701108

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421  SEC Filings
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  from  3/21/17  to  4/16/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Spero Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  187 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/16/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/16/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 2
4/16/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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7
3/29/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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94

8-K Items: 
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9/22/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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11
6/7/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/13/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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30
9/30/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
5/3/22 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
9/22/22 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
2/28/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
2/9/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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21
10/16/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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8
10/16/23"Submission of Matters to a Vote of Security Holders — Item 5.077
1/8/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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16
3/29/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 33
3/13/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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81

3/25/24EFFECTSEC:  SEC Notices of Effectiveness5
3/20/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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7
3/15/24S-3Registration:  Registration Statements – Securities for Transactions — Form S-33
3/15/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-813
3/13/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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8
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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19
8/22/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A2
1/19/23 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 5
11/14/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
11/13/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
7/13/18 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
7/11/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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4
5/24/18 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
11/1/17 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
10/30/17 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/29/17 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1

General Exhibits: 
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3/15/24EX-23Consents of Experts and Counsel27
3/15/24EX-FILING FEESFiling Fees7
3/15/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders17
3/15/24EX-5Opinions of Counsel re: Legality22
3/13/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/13/24EX-10Material Contracts96
11/13/23EX-3Articles of Incorporation/Organization and Bylaws18
9/14/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
3/16/20 OLDEX-21Subsidiaries Lists  OLD 5

Additional Exhibits: 
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3/13/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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86

Financials: 
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4/16/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,762
4/16/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 312
4/16/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 71
4/16/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
83
3/29/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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82
3/13/24EX-31Certifications — §302 – SOA’0254
3/13/24EX-32Certifications — §906 – SOA’0239
10/6/17 OLDEX-16Letters re: Changes in Accountants  OLD 2

Graphics: 
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4/16/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 633


Forms
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, Documents
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& Exhibits
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 in  234 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 84833T
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G33
2/5/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4155
2/5/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
11/15/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 330
1/20/23 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11

Letters: 
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3/20/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC3
3/20/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]2

General Exhibits: 
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11/15/23EX-24Powers of Attorney34
11/16/17 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases9


        

Filings History

Year    # of Filings
In descending order
2024 24
2023 53
2022 64
2021 70
2020 67
2019 42
2018 53
2017 48

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