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Gritstone bio, Inc. 
 CA
  SEC # 1656634

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356  SEC Filings
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  from  5/4/18  to  4/2/24  (3 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 4/1/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Gritstone bio, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  150 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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50

8-K Items: 
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4/2/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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14
2/5/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/5/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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10
7/22/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
2/29/24"Cost Associated with Exit or Disposal Activities — Item 2.051
10/25/22 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
8/10/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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8
5/6/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/21/23"Submission of Matters to a Vote of Security Holders — Item 5.075
9/27/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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2
4/1/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 14
4/2/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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30

4/2/24 New Document this Past Month!424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  New Document this Past Month! 5
3/5/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-89
3/5/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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8
1/2/24EFFECTSEC:  SEC Notices of Effectiveness7
12/27/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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16
12/22/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-37
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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16
4/26/23ARSUpdate:  Annual Report to Security Holders1
4/26/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
4/26/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A5
12/14/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
11/8/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
1/29/21 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
4/25/19 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
4/22/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
12/28/18 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
9/27/18 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
9/27/18 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
9/27/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
9/18/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/13/18 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2

General Exhibits: 
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4/2/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 12
4/2/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 20
4/2/24 New Exhibit this Past Month!EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  New Exhibit this Past Month! 5
3/5/24EX-23Consents of Experts and Counsel28
3/5/24EX-FILING FEESFiling Fees7
3/5/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/5/24EX-10Material Contracts68
5/6/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 12

Additional Exhibits: 
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3/5/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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26

Financials: 
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4/2/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,490
4/2/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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63
4/2/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 234
4/2/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 56
4/2/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
63
3/5/24EX-31Certifications — §302 – SOA’0248
3/5/24EX-32Certifications — §906 – SOA’0222

Graphics: 
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4/2/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 610


Forms
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, Documents
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& Exhibits
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 in  206 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 39868T
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G51
2/5/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4115
8/16/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27
1/10/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

Letters: 
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12/27/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC11
12/27/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]11

General Exhibits: 
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8/16/22 OLDEX-24Powers of Attorney  OLD 28

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases18


        

Filings History

Year    # of Filings
In descending order
2024 21
2023 41
2022 59
2021 88
2020 38
2019 53
2018 56

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