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| Click to view... | | | Registrant | | | About | | | Filings | | | Files | | | Relationships | | | Names | | | Topics | | | Web | | | |||||||||||
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| List All Filings | or | ||
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| Most-Recent Filing: | ‘CANCEL-MA’ — Cancellation of a Municipal Advisor Registration by an SEC Order — | ||
| New-Filing E-Mail: | |||
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| Latest Filing | Type | Category | Description | Documents | |||||
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| 10/4/23 | CANCEL-MA | SEC: | Cancellation of a Municipal Advisor Registration by an SEC Order | 1 | |||||
| 1/13/21 | OLD | MA-I | Registration: | Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I OLD | 5 | ||||
| 12/28/16 | OLD | MA-A | Registration: | Annual Update of Registration by a Municipal Advisor — Form MA OLD | 1 | ||||
| 11/16/15 | OLD | MA | Registration: | Application for Registration by a Municipal Advisor — Form MA OLD | 1 | ||||
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| Year | # of Filings | |
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| 2023 | 1 | |
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| 2021 | 2 | |
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| 2017 | 1 | |
| 2016 | 2 | |
| 2015 | 2 |