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Rosalind Advisors, Inc. 
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  SEC # 1622627

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105  SEC Filings
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  from  10/23/14  to  4/25/24  (5 Days Ago)

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Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  Cellectar Biosciences, Inc. 
 
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notifications of all
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Filings
involving  Rosalind Advisors, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  105 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/25/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 71
4/25/24 New Document this Past Month!13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  New Document this Past Month!  — Assets Under Management
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2
3/25/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D13
3/20/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 419
2/14/22 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
5/13/20 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1

Form-Specific Documents: 
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4/25/24 New Exhibit this Past Month!INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F  New Exhibit this Past Month!  — Assets Under Management
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2

General Exhibits: 
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7/21/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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4/25/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! EX-99.*  Form-Specific Exhibits...  Form N-6:  32 Board of Directors Resolutions78

History as a Money Manager:  Assets Under Management
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No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 24
2023 10
2022 24
2021 13
2020 10
2019 6
2018 8
2017 4
2016 3
2015 2
2014 1

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