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Seres Therapeutics, Inc. 
 MA
  SEC # 1609809

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547  SEC Filings
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  from  6/6/14  to  4/23/24  (3 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 4/19/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Seres Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  201 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/23/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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88

8-K Items: 
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4/27/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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12
12/7/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/5/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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32
4/27/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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2
4/23/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 1
4/27/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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1
2/26/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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18
4/8/24 New Document this Past Month!"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  New Document this Past Month!  — ‘EX-3’
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5
4/8/24 New Document this Past Month!"Submission of Matters to a Vote of Security Holders — Item 5.07  New Document this Past Month! 9
2/26/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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21
1/30/24
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  Events: 
Other Events — Item 8.016
4/8/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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64

3/5/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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9
3/5/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-810
3/5/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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9
2/23/24PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A — Financial Reports
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2
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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26
8/16/23EFFECTSEC:  SEC Notices of Effectiveness5
8/11/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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9
8/8/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-33
4/25/23 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
6/30/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 9
5/4/22 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
3/1/22 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
3/2/21 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
8/17/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
8/11/20 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
4/15/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
6/26/15 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/25/15 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
6/24/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
6/23/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/22/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/13/15 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
1/5/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3

Letters: 
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5/13/15 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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4/8/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 14
3/5/24EX-23Consents of Experts and Counsel29
3/5/24EX-FILING FEESFiling Fees6
3/5/24EX-5Opinions of Counsel re: Legality25
3/5/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/5/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders17
3/5/24EX-10Material Contracts96
8/8/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)7
3/2/20 OLDEX-21Subsidiaries Lists  OLD 5
3/16/17 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1

Additional Exhibits: 
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3/5/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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57

Financials: 
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4/23/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,340
4/23/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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80
4/23/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 328
4/23/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 61
4/23/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
81
3/5/24EX-31Certifications — §302 – SOA’0269
3/5/24EX-32Certifications — §906 – SOA’0269
3/16/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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3/5/24GRAPHICPhotos, Images and Graphs1,020


Forms
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, Documents
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& Exhibits
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 in  349 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 81750R
 

        
Latest Filing  Type    Category    Description        Documents
     
4/8/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 244
4/5/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 54
3/27/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 33
7/22/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
8/17/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3

Letters: 
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8/11/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC9
8/11/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]2

General Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 41

Additional Exhibits: 
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7/22/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7

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11/7/23GRAPHICPhotos, Images and Graphs11


        

Filings History

Year    # of Filings
In descending order
2024 32
2023 60
2022 70
2021 44
2020 68
2019 53
2018 56
2017 40
2016 62
2015 59
2014 3

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