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Northern Power Systems Corp. 
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  SEC # 1605997

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242  SEC Filings
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  from  4/23/14  to  3/10/23  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Northern Power Systems Corp. 

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Forms
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, Documents
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& Exhibits
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 in  96 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/10/23 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
8/27/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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60

8-K Items: 
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2/12/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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5
5/23/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
8/27/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
8/16/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 18
10/24/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
8/2/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 2
11/20/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
5/25/16 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
8/27/19 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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19
7/2/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
10/24/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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4
6/11/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 11
4/30/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 46

4/1/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
11/16/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
8/16/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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14
6/5/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
4/2/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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4
4/16/15 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
1/14/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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2
12/11/14 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
6/27/14 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
6/25/14 OLD8-K12G3Registration:  Notices of Securities Deemed to be Registered by Successor Issuers — Form 8-K  OLD 2

General Exhibits: 
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4/30/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/12/19 OLDEX-10Material Contracts  OLD 34
4/2/18 OLDEX-23Consents of Experts and Counsel  OLD 10
4/2/18 OLDEX-21Subsidiaries Lists  OLD 5
6/27/14 OLDEX-5Opinion of Counsel re: Legality  OLD 1
6/25/14 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 2
4/23/14 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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4/30/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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52

Financials: 
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11/20/18 OLDEX-16Letters re: Changes in Accountants  OLD 3
8/16/18 OLDEX-31Certifications — §302 – SOA’02  OLD 34
8/16/18 OLDEX-32Certifications — §906 – SOA’02  OLD 30
8/16/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,331
8/16/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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25
8/16/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 114
8/16/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
19

Graphics: 
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2/12/19 OLDGRAPHICPhotos, Images and Graphs  OLD 166


Forms
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, Documents
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& Exhibits
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 in  146 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/20/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 20
2/13/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 101
1/22/18 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
6/6/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 15
12/9/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 9

General Exhibits: 
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8/20/18 OLDEX-24Powers of Attorney  OLD 31

Additional Exhibits: 
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5/27/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9


        

Filings History

Year    # of Filings
In descending order
2023 1
2019 8
2018 26
2017 30
2016 58
2015 48
2014 71

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