Nexeo Solutions, Inc. 

TX

  SEC # 1604416

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369  SEC Filings   from  4/4/14  to  2/13/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Baupost Group LLC/MA
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Forms , Documents & Exhibits  in  140 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/12/19	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
3/11/19	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
3/1/19	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
3/1/19	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
3/1/19	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	50
					8-K Items:
2/8/19	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	12
3/1/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
3/1/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
2/6/19	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	12
12/19/17	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
3/1/19	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	3
6/15/16	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
3/1/19	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
6/15/16	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
3/1/19	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
3/1/19	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	11
3/1/19	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
6/15/16	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
2/27/19	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	7
3/1/19	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	5
2/8/19	OLD		Events:			•	Other Events — Item 8.01  OLD	12
3/1/19	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	37
2/8/19	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	14
2/7/19	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	14
1/29/19	OLD		DEFM14A		Proxy:		Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
12/13/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	5
12/6/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	5
9/1/16	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
8/30/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
8/30/16	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
6/24/16	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
6/23/16	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
6/8/16	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	16
5/26/16	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
5/9/16	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
4/8/16	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
3/30/16	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
6/6/14	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
6/5/14	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
6/5/14	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
6/4/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
6/4/14	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
4/4/14	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
3/1/19	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
2/7/19	OLD		EX-23		Consents of Experts and Counsel  OLD			18
12/6/18	OLD		EX-10		Material Contracts  OLD			90
12/6/18	OLD		EX-21		Subsidiaries Lists  OLD			4
9/18/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			7
11/7/17	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
6/23/16	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
6/23/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			6
6/16/14	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
6/3/14	OLD		EX-14		Codes of Ethics  OLD			2
					Additional Exhibits:
3/1/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			75
					Financials:
2/7/19	OLD		EX-31		Certifications — §302 – SOA’02  OLD			38
2/7/19	OLD		EX-32		Certifications — §906 – SOA’02  OLD			27
2/7/19	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,244
2/7/19	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			23
2/7/19	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			112
2/7/19	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			2
2/7/19	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			19
12/7/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
6/15/16	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
2/8/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,037

Forms , Documents & Exhibits  in  243 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/13/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	33
3/5/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	12
3/4/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	112
3/1/19	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
2/26/19	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	45
8/23/17	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	33
3/21/16	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD	1
					Letters:
5/10/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
					General Exhibits:
9/18/18	OLD		EX-10		Material Contracts  OLD			3
9/18/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
3/8/17	OLD		EX-24		Powers of Attorney  OLD			27
					Additional Exhibits:
3/4/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			30
					Graphics:
2/8/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			99

        

Filings History

Year		# of Filings
2020		1
2019		40
2018		72
2017		78
2016		129
2015		14
2014		35