Hepion Pharmaceuticals, Inc. 

NJ

  SEC # 1583771

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582  SEC Filings   from  8/8/13  to  4/16/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Hepion Pharmaceuticals, Inc.

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Forms , Documents & Exhibits  in  412 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/16/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	13
4/1/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	3
3/6/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	232
					8-K Items:
2/16/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	16
11/20/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
6/13/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
4/17/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
6/6/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	7
2/16/24			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	10
11/8/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
1/3/24			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	1
3/6/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	25
5/10/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	12
6/22/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	12
7/24/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	19
12/7/23			Events:			•	Other Events — Item 8.01	161
2/16/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	196
11/20/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	32
11/14/23			NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25	1
11/9/23			EFFECT		SEC:		SEC Notices of Effectiveness	9
11/6/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	19
10/31/23			S-1		Registration:		Registration Statements (General Form) — Form S-1	16
10/3/23			D		Registration:		Notices of Exempt Offerings of Securities — Form D	6
10/2/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	12
7/14/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
4/28/23			ARS		Update:		Annual Report to Security Holders	1
4/28/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	15
4/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	13
11/9/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
11/19/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	5
2/12/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
11/25/20	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	4
6/13/19	OLD		RW WD		Registration:		Withdrawal of a Registration Withdrawal Request  OLD	1
6/13/19	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
6/22/18	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
6/22/18	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
3/23/18	OLD		10-KT		Update:		Annual-Transition Report — Form 10-K  OLD  — Financial Reports	1
9/15/16	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	3
2/25/15	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
2/24/15	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/27/14	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
2/6/14	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	6
					General Exhibits:
4/16/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/16/24			EX-23		Consents of Experts and Counsel			38
4/16/24			EX-21		Subsidiaries Lists			9
2/16/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			27
2/16/24			EX-10		Material Contracts			38
10/31/23			EX-FILING FEES		Filing Fees			2
10/31/23			EX-5		Opinions of Counsel re: Legality			24
7/21/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			13
5/10/23			EX-3		Articles of Incorporation/Organization and Bylaws			19
6/22/18	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
3/23/18	OLD		EX-14		Codes of Ethics  OLD			2
					Additional Exhibits:
2/16/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			212
					Financials:
4/16/24			EX-31		Certifications — §302 – SOA’02			91
4/16/24			EX-32		Certifications — §906 – SOA’02			89
4/16/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,284
4/16/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			88
4/16/24			EX-101.*		XBRL Data  (XBRL Files)			357
4/16/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			51
4/16/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			81
1/3/24			EX-16		Letter re: a Change in Accountant			1
					Graphics:
4/16/24			GRAPHIC		Photos, Images and Graphs			813

Forms , Documents & Exhibits  in  174 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 426897

        

Latest Filing			Type		Category	Description		Documents
3/7/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	101
3/6/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	20
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	31
2/12/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
2/23/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
					Letters:
11/3/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			15
11/3/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			6
					General Exhibits:
2/24/21	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
6/28/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Graphics:
2/12/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			90

        

Filings History

Year		# of Filings
2024		14
2023		29
2022		33
2021		60
2020		89
2019		79
2018		61
2017		41
2016		58
2015		42
2014		56
2013		20