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Pieris Pharmaceuticals, Inc. 
 MA
  SEC # 1583648

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599  SEC Filings
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  from  8/20/13  to  4/29/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K/A’ — Amendment to Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Pieris Pharmaceuticals, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  354 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/29/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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17
4/18/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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179

8-K Items: 
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11/4/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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24
12/21/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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4
12/17/14 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
3/27/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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38
10/30/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
8/31/23"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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2
5/19/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
5/21/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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9
4/18/24 New Document this Past Month!"Material Modifications to Rights of Security Holders — Item 3.03  New Document this Past Month!  — ‘EX-4’
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5
4/7/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
7/13/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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25
4/18/24 New Document this Past Month!"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  New Document this Past Month!  — ‘EX-3’
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8
12/17/14 OLD"Change in Shell Company Status — Item 5.06  OLD 1
6/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0710
4/18/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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84
3/27/24
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  Events: 
Other Events — Item 8.0124
4/18/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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162

11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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35
8/10/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-812
4/28/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/28/23 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
4/28/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 9
12/21/22 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 19
11/4/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 6
8/16/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 10
8/11/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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18
8/5/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
6/1/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 17
11/20/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
7/28/16 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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3
6/30/15 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/26/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/24/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/24/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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10

General Exhibits: 
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4/18/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 14
3/29/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/29/24EX-23Consents of Experts and Counsel43
3/29/24EX-10Material Contracts144
3/29/24EX-21Subsidiaries Lists10
8/10/23EX-FILING FEESFiling Fees2
8/10/23EX-5Opinions of Counsel re: Legality31
11/4/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
8/5/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 9
3/31/21 OLDEX-14Codes of Ethics  OLD 5
12/17/14 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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4/18/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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177

Financials: 
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4/29/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 99
4/29/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,130
4/29/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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112
4/29/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 472
4/29/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 72
4/29/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
102
3/29/24EX-32Certifications — §906 – SOA’0283
4/7/16 OLDEX-16Letters re: Changes in Accountants  OLD 2

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4/18/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 3,316


Forms
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, Documents
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& Exhibits
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 in  245 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 720795
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G49
8/17/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D12
6/23/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4146
5/22/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 328

Letters: 
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8/11/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10
8/11/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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6/24/22 OLDEX-24Powers of Attorney  OLD 45

Additional Exhibits: 
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5/22/23EX-99Miscellaneous Exhibits, such as Press Releases19

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6/24/22 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 43
2022 49
2021 56
2020 60
2019 69
2018 82
2017 56
2016 77
2015 78
2014 14
2013 7

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