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Vroom, Inc. 
 TX
  SEC # 1580864

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279  SEC Filings
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  from  7/5/13  to  4/5/24  (3 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/3/24 — Filed re:  Issuer / Subject Company — Filed by:  Moran Patricia 
 
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notifications of all
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Filings
involving  Vroom, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  124 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/4/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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52

8-K Items: 
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1/22/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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7
4/4/24 New Document this Past Month!
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  New Document this Past Month!  — ‘EX-2’
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2
3/13/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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15
12/20/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
3/13/24"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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2
12/22/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.012
6/21/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
10/28/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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8
2/14/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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1
2/7/24"Submission of Matters to a Vote of Security Holders — Item 5.074
3/13/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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22
2/7/24
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  Events: 
Other Events — Item 8.017
4/4/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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40

3/13/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-85
3/13/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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4
1/2/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A4
12/22/23PRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A1
12/1/23424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events1
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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11
4/28/23ARSUpdate:  Annual Report to Security Holders1
4/28/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A4
9/21/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
9/16/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
9/9/22 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
9/11/20 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
9/10/20 OLDS-1MEFRegistration:  Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD 2
9/8/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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4
9/4/20 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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3
9/1/20 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 5
6/8/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
6/5/20 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/6/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 11

Letters: 
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2/16/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/13/24EX-23Consents of Experts and Counsel19
3/13/24EX-FILING FEESFiling Fees5
3/13/24EX-5Opinions of Counsel re: Legality9
3/13/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/13/24EX-10Material Contracts59
3/13/24EX-21Subsidiaries Lists4
2/14/24EX-3Articles of Incorporation/Organization and Bylaws9
12/1/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)3
9/9/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
10/12/21 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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4/4/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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52

Financials: 
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4/4/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,449
4/4/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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56
4/4/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 193
4/4/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 51
4/4/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
56
3/13/24EX-31Certifications — §302 – SOA’0230
3/13/24EX-32Certifications — §906 – SOA’0230

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3/13/24GRAPHICPhotos, Images and Graphs705


Forms
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, Documents
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& Exhibits
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 in  155 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 92918V
 

        
Latest Filing  Type    Category    Description        Documents
     
4/5/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 106
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G22
9/15/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
10/28/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 21
7/29/21 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Letters: 
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9/15/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3
9/15/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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4/5/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 30

Additional Exhibits: 
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2/14/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2


        

Filings History

Year    # of Filings
In descending order
2024 21
2023 47
2022 66
2021 73
2020 59
2019 3
2018 2
2017 3
2016 2
2015 1
2014 1
2013 1

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