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Biora Therapeutics, Inc. 
 CA
  SEC # 1580063

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354  SEC Filings
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  from  6/27/13  to  4/24/24  (4 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Biora Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  177 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/24/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/24/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 6
4/24/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 5
4/18/24 New Document this Past Month!EFFECTSEC:  SEC Notices of Effectiveness  New Document this Past Month! 8
4/12/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month! 2
4/8/24 New Document this Past Month!S-3Registration:  Registration Statements – Securities for Transactions — Form S-3  New Document this Past Month! 4
4/2/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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65

8-K Items: 
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4/2/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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16
12/20/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
3/26/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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17
3/11/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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4
6/2/21 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 2
12/15/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.016
4/2/24 New Document this Past Month!"Unregistered Sales of Equity Securities — Item 3.02  New Document this Past Month!  — ‘EX-1’
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10
1/9/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
6/15/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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6
1/9/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
6/15/23"Submission of Matters to a Vote of Security Holders — Item 5.074
3/11/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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4
3/26/24
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  Events: 
Other Events — Item 8.0114
4/2/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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51

4/2/24 New Document this Past Month!424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  New Document this Past Month! 16
4/1/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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4
12/27/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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12
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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11
10/6/23424B3Registration:  Prospectuses – New Facts or Events3
7/28/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-83
6/17/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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9
6/1/21 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
12/4/20 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
12/3/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
11/10/20 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 6
6/18/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
6/16/20 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/27/20 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 9
3/18/20 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2

Letters: 
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6/23/20 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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4/8/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 20
4/8/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 5
4/8/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 19
4/2/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 41
4/2/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 123
4/1/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
4/1/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 9
1/9/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 20
11/22/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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3/26/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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47

Financials: 
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4/2/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,229
4/2/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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65
4/2/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 226
4/2/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 60
4/2/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
65
4/1/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 30
4/1/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 15

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4/24/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 746


Forms
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, Documents
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& Exhibits
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 in  179 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 74319F
 

        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 12
3/20/24SCH 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G1
2/15/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4127
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G4
11/15/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
12/3/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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12/26/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC10
12/26/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]10

General Exhibits: 
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11/15/21 OLDEX-24Powers of Attorney  OLD 17

Additional Exhibits: 
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3/20/24EX-99Miscellaneous Exhibits, such as Press Releases5


        

Filings History

Year    # of Filings
In descending order
2024 25
2023 68
2022 51
2021 109
2020 93
2019 3
2017 1
2016 1
2015 1
2013 2

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