Sophiris Bio Inc.    SEC # 1563855

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308  SEC Filings   from  12/7/12  to  9/1/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SEC ACTION’ — SEC Staff Action — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  197 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/28/20	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	85
					8-K Items:
4/28/20	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	9
11/7/19	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	25
4/28/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
3/11/20	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	14
8/29/19	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	6
2/18/14	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
3/31/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
12/23/19	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	17
10/8/19	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	7
5/19/14	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
4/3/20	OLD		Events:			•	Other Events — Item 8.01  OLD	14
4/28/20	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	44
11/12/19	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	12
11/8/19	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	19
9/6/19	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
8/27/19	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	5
4/30/19	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	3
4/30/19	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	6
3/13/19	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	6
12/20/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	5
8/31/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	6
8/28/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	6
8/24/17	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	3
12/21/16	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
4/29/16	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
2/1/16	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	19
5/13/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
5/6/15	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	2
10/10/14	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
8/16/13	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
8/14/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
8/9/13	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
2/15/13	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
1/22/13	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					Letters:
9/1/22	OLD		ORDER		SEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC			1
4/4/13	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/28/20	OLD		EX-10		Material Contracts  OLD			83
11/12/19	OLD		EX-23		Consents of Experts and Counsel  OLD			47
8/27/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			29
8/27/19	OLD		EX-5		Opinions of Counsel re: Legality  OLD			17
8/10/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			7
8/23/16	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
2/15/13	OLD		EX-21		Subsidiaries Lists  OLD			3
					Additional Exhibits:
3/11/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			41
					Financials:
3/31/20	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/8/19	OLD		EX-31		Certifications — §302 – SOA’02  OLD			50
11/8/19	OLD		EX-32		Certifications — §906 – SOA’02  OLD			50
11/8/19	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,364
11/8/19	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			32
11/8/19	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			150
11/8/19	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			25
8/10/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
4/28/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			275

Forms , Documents & Exhibits  in  110 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/29/20	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
2/14/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	25
12/23/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	69
2/8/17	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	12
					Letters:
2/28/13	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			3
					General Exhibits:
3/24/14	OLD		EX-24		Powers of Attorney  OLD			9
					Additional Exhibits:
4/29/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			3

        

Filings History

Year		# of Filings
2022		1
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2020		7
2019		36
2018		24
2017		34
2016		44
2015		53
2014		51
2013		57
2012		1