Rocky Mountain Industrials, Inc. 

CO

  SEC # 1556179

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152  SEC Filings   from  11/19/12  to  2/13/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-Q’ — Quarterly Report — Form 10-Q — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Rocky Mountain Industrials, Inc.

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Forms , Documents & Exhibits  in  122 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/13/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	36
8/23/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	32
					8-K Items:
4/21/17	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	9
9/29/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
11/10/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	5
8/4/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	3
10/7/16	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
3/19/18	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
2/4/22	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
6/3/15	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	5
2/18/20	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	9
5/13/16	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
6/3/15	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	4
8/23/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	6
9/4/15	OLD		Events:			•	Other Events — Item 8.01  OLD	7
8/23/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	21
6/9/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	10
2/13/20	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
1/13/20	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
11/15/19	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
7/23/19	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
5/14/19	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
3/7/17	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
11/14/16	OLD		10-KT		Update:		Annual-Transition Reports — Form 10-K  OLD  — Financial Reports	2
11/2/15	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
10/30/15	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
10/28/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	12
6/11/15	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
4/29/15	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
4/29/15	OLD		RW WD		Registration:		Withdrawal of a Registration Withdrawal Request  OLD	1
4/14/15	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
3/17/15	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
2/13/24			EX-95		Mine-Safety Disclosures			22
8/8/23			EX-10		Material Contracts			41
6/9/23			EX-3		Articles of Incorporation/Organization and Bylaws			14
6/9/23			EX-21		Subsidiaries Lists			6
10/3/18	OLD		EX-23		Consents of Experts and Counsel  OLD			17
10/20/15	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
10/9/15	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
8/20/15	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
5/13/15	OLD		EX-14		Code of Ethics  OLD			1
4/14/15	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
8/23/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			19
					Financials:
2/13/24			EX-31		Certifications — §302 – SOA’02			94
2/13/24			EX-32		Certifications — §906 – SOA’02			81
2/13/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,682
2/13/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			60
2/13/24			EX-101.*		XBRL Data  (XBRL Files)			284
2/13/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			22
2/13/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			53
12/4/17	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
8/23/23			GRAPHIC		Photos, Images and Graphs			95

Forms , Documents & Exhibits  in  30 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
12/30/16	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	10
5/19/16	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
4/14/16	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	3
11/20/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
					Letters:
5/28/19	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			11
5/28/19	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3

        

Filings History

Year		# of Filings
2024		1
2023		6
2022		8
2021		11
2020		8
2019		13
2018		7
2017		8
2016		14
2015		52
2014		7
2013		15
2012		2