Triumph Financial, Inc. 

TX

  SEC # 1539638

        

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812  SEC Filings   from  1/20/12  to  5/10/24  (4 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘144’ — Notice of a Proposed Sale of Securities by an Insider — Form 144 — Filed re:  Issuer / Subject Company — Filed by:  Ritterbusch Todd
New-Filing E-Mail:			Send me notifications of all Filings involving  Triumph Financial, Inc.

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Forms , Documents & Exhibits  in  261 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/23/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	131
					8-K Items:
8/26/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	8
9/7/18	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
4/17/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	39
8/26/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
5/12/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
7/13/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
6/19/20	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
4/25/23	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	14
12/1/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	5
4/23/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	10
5/4/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	49
2/29/24			Events:			•	Other Events — Item 8.01	57
4/23/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	119
4/17/24			10-Q		Update:		Quarterly Reports — Form 10-Q    — Financial Reports	29
3/14/24			ARS		Update:		Annual Reports to Security Holders	2
3/14/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	13
3/14/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	10
2/13/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	10
12/15/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	4
12/9/22	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
11/22/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	11
3/4/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
12/20/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
12/17/21	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
12/15/21	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
9/9/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
10/26/20	OLD		424B7		Registration:		Prospectus – Selling Security Holders – Info Previously Omitted  OLD	1
6/23/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
6/19/20	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
6/17/20	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	8
6/16/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
4/13/20	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
3/2/18	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
9/29/16	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	2
11/7/14	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
11/5/14	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
11/4/14	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	4
8/8/14	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
2/13/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/13/24			EX-14		Codes of Ethics			10
2/13/24			EX-23		Consents of Experts and Counsel			32
2/13/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			13
2/13/24			EX-19		Report Furnished to Security Holders			1
2/13/24			EX-21		Subsidiaries Lists			13
12/15/23			EX-FILING FEES		Filing Fees			3
12/15/23			EX-5		Opinions of Counsel re: Legality			22
7/20/23			EX-10		Material Contracts			51
12/1/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
11/19/21	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			7
6/19/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
6/4/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
					Additional Exhibits:
4/17/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			160
					Financials:
4/23/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			4,117
4/23/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			110
4/23/24			EX-101.*		XBRL Data  (XBRL Files)			483
4/23/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			89
4/23/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			108
4/17/24			EX-31		Certifications — §302 – SOA’02			78
4/17/24			EX-32		Certifications — §906 – SOA’02			39
3/2/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
4/17/24			GRAPHIC		Photos, Images and Graphs			1,608

Forms , Documents & Exhibits  in  562 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 89679E

        

Latest Filing			Type		Category	Description		Documents
5/10/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	13
5/8/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	459
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	42
1/23/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	28
12/9/22	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
6/16/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
2/14/18	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
11/16/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
11/16/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
1/23/23	OLD		EX-24		Powers of Attorney  OLD			29
12/9/22	OLD		EX-FILING FEES		Filing Fees  OLD			2
					Additional Exhibits:
12/9/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			11
					Graphics:
11/7/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			135

        

Filings History

Year		# of Filings
2024		39
2023		97
2022		73
2021		82
2020		87
2019		70
2018		80
2017		82
2016		72
2015		62
2014		64
2013		3
2012		1