Oportun Financial Corp. 

CA

  SEC # 1538716

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

515  SEC Filings   from  1/6/12  to  4/25/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — for 4/19/24 — Filed re:  Issuer / Subject Company — Filed by:  Parker Scott T
New-Filing E-Mail:			Send me notifications of all Filings involving  Oportun Financial Corp.

in

the most-recent Filings. all 515 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  140 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	69
					8-K Items:
4/22/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	22
12/22/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	6
2/28/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
4/22/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	22
2/14/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	18
11/6/23			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05 — ↓‘EX-2’	4
3/13/23	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	2
4/22/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	10
10/11/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	4
6/8/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	4
4/22/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	13
12/26/23			Events:			•	Other Events — Item 8.01	10
4/22/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	52
3/18/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	8
3/15/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	5
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	14
5/26/23			424B3		Registration:		Prospectus – New Facts or Events	1
5/26/23			EFFECT		SEC:		SEC Notices of Effectiveness	2
5/25/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	3
5/25/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	2
4/27/23			ARS		Update:		Annual Report to Security Holders	1
4/27/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	2
4/27/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	4
1/6/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	10
9/26/19	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
9/26/19	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
9/23/19	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
9/16/19	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
9/16/19	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
6/25/19	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	4
6/25/19	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	6
					Letters:
9/20/19	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/22/24			EX-10		Material Contracts			136
3/18/24			EX-23		Consents of Experts and Counsel			18
3/18/24			EX-FILING FEES		Filing Fees			5
3/18/24			EX-5		Opinions of Counsel re: Legality			10
3/15/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/15/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			14
3/15/24			EX-19		Report Furnished to Security Holders			1
3/15/24			EX-21		Subsidiaries Lists			9
10/11/23			EX-3		Articles of Incorporation/Organization and Bylaws			12
11/16/21	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
9/16/19	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
4/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			55
					Financials:
4/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,289
4/22/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			86
4/22/24			EX-101.*		XBRL Data  (XBRL Files)			334
4/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			86
4/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			86
3/15/24			EX-31		Certifications — §302 – SOA’02			38
3/15/24			EX-32		Certifications — §906 – SOA’02			18
					Graphics:
4/22/24			GRAPHIC		Photos, Images and Graphs			595

Forms , Documents & Exhibits  in  375 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 68376D

        

Latest Filing			Type		Category	Description		Documents
4/25/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	24
4/23/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	5
4/17/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	35
3/19/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	300
3/15/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	5
					Letters:
5/22/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			6
5/22/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			6
					General Exhibits:
4/25/24			EX-24		Powers of Attorney			20
4/17/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			4
					Additional Exhibits:
4/23/24			EX-99		Miscellaneous Exhibits, such as Press Releases			13
					Graphics:
4/25/24			GRAPHIC		Photos, Images and Graphs			5

        

Filings History

Year		# of Filings
2024		32
2023		97
2022		98
2021		104
2020		122
2019		44
2018		9
⇑
2015		1
⇑
2013		4
2012		4