Avalo Therapeutics, Inc. 

MD

  SEC # 1534120

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921  SEC Filings   from  4/4/12  to  4/23/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Emerald Bioventures, LLC
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Forms , Documents & Exhibits  in  399 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/9/24			D		Registration:		Notices of Exempt Offerings of Securities — Form D	6
3/29/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	12
3/29/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	167
					8-K Items:
3/28/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	43
4/21/23	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
3/28/24			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	9
3/29/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	33
6/7/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
7/21/23			"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ↓‘EX-10’	1
3/28/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	13
3/28/24			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	12
12/28/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	3
5/15/17	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
3/28/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	34
3/28/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	9
12/20/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	9
10/3/23			"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08	1
9/12/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	33
3/28/24			Events:			•	Other Events — Item 8.01	53
3/29/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	134
3/28/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	10
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	27
10/19/23			ARS		Update:		Annual Report to Security Holders	1
10/19/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	8
10/5/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	5
8/7/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	15
5/4/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	10
5/3/23			EFFECT		SEC:		SEC Notices of Effectiveness	12
4/28/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	23
4/25/23	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
4/12/23	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	11
9/9/20	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	5
5/18/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD  — Financial Reports	57
4/27/20	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
4/27/20	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
1/30/20	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
12/30/19	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
12/23/19	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	3
3/6/19	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
5/23/17	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
5/19/17	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
9/16/16	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
5/20/16	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
10/15/15	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/13/15	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
10/9/15	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/29/15	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	3
4/29/15	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	3
					General Exhibits:
3/29/24			EX-3		Articles of Incorporation/Organization and Bylaws			24
3/29/24			EX-23		Consents of Experts and Counsel			45
3/28/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			54
3/28/24			EX-10		Material Contracts			104
3/28/24			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			14
8/7/23			EX-5		Opinions of Counsel re: Legality			32
8/7/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			11
5/4/23			EX-FILING FEES		Filing Fees			3
3/2/22	OLD		EX-21		Subsidiaries Lists  OLD			7
					Additional Exhibits:
3/29/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			145
					Financials:
3/29/24			EX-31		Certifications — §302 – SOA’02			86
3/29/24			EX-32		Certifications — §906 – SOA’02			40
3/29/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,277
3/29/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			110
3/29/24			EX-101.*		XBRL Data  (XBRL Files)			450
3/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			88
3/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			110
					Graphics:
3/29/24			GRAPHIC		Photos, Images and Graphs			1,376

Forms , Documents & Exhibits  in  525 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 05338F

        

Latest Filing			Type		Category	Description		Documents
4/23/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	28
4/3/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	54
12/21/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	386
6/27/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	32
3/6/19	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
10/17/18	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	3
					Letters:
4/13/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			19
4/13/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			6
					General Exhibits:
4/3/24			EX-24		Powers of Attorney			45
9/21/21	OLD		EX-96		Mining Disclosure  OLD			1
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases			9
					Graphics:
4/23/24			GRAPHIC		Photos, Images and Graphs			3

        

Filings History

Year		# of Filings
2024		15
2023		88
2022		64
2021		106
2020		101
2019		115
2018		134
2017		115
2016		86
2015		88
2014		5
2013		3
2012		1