Nuveen Asset Management, LLC 

IL

  SEC # 1521019

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165  SEC Filings   from  5/17/11  to  4/19/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘D/A’ — Amendment to Notice of an Exempt Offering of Securities — Form D — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nuveen Asset Management, LLC

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Forms , Documents & Exhibits  in  165 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			D		Registration:		Notices of Exempt Offerings of Securities — Form D	12
3/11/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	68
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	69
12/6/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	9
11/22/23			APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief	1
4/29/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	3
5/18/17	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
7/2/14	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			54
					General Exhibits:
7/2/14	OLD		EX-23		Consents of Experts and Counsel  OLD			2
3/13/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			19
3/13/14	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
3/13/14	OLD		EX-10		Material Contracts  OLD			17
3/13/14	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
3/13/14	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
3/13/14	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
7/2/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			5
					Financials:
7/2/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
11/22/23			GRAPHIC		Photos, Images and Graphs			21

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
1/30/24			12/31/23		44	of	1,036		$77,721		CA	Beverly Hills Private Wealth, LLC
5/2/23			3/31/23		NA	of	490		NA		IL	Alera Investment Advisors, LLC
11/12/20			9/30/20		NA	of	154		NA		NY	Teachers Insurance & Annuity Association of America
8/5/20			6/30/20		52	of	12,957		$343			Russell Investments Group, Ltd.
11/9/16			9/30/16		53	of	10,960		$668			Emerald Acquisition Ltd.
4/29/16			3/31/16		55	of	11,009		$508		WA	Russell Frank Co

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		8
2023		14
2022		9
2021		16
2020		22
2019		13
2018		13
2017		7
2016		5
2015		14
2014		17
2013		12
2012		7
2011		8