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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘40-APP/A’ — Amendment to Application for an Exemption Order or Other Relief by an Investment Company — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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7/14/16 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 11 | |||||||
3/27/13 | OLD | APP WD | Registration: | Withdrawal of an Application for an Exemption Order or Other Relief OLD | 1 | |||||||
Graphics: | ||||||||||||
3/27/13 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 4 |
Year | # of Filings | |
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2016 | 1 | |
2015 | 2 | |
2014 | 1 | |
2013 | 3 | |
2012 | 3 | |
2011 | 2 |