Adial Pharmaceuticals, Inc. 

VA

  SEC # 1513525

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427  SEC Filings   from  3/16/11  to  4/26/24  (5 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/24/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Adial Pharmaceuticals, Inc.

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Forms , Documents & Exhibits  in  298 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/26/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	111
					8-K Items:
4/18/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	25
10/30/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	3
11/14/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	7
11/29/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	7
3/6/24			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	18
8/4/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
9/14/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
4/26/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	19
8/4/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	2
1/16/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
6/19/19	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
1/18/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	26
3/6/24			Events:			•	Other Events — Item 8.01	58
4/26/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	96
4/23/24			424B3		Registration:		Prospectuses – New Facts or Events	15
4/22/24			EFFECT		SEC:		SEC Notices of Effectiveness	22
4/18/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	5
4/12/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	9
4/1/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	6
3/14/24			D		Registration:		Notices of Exempt Offerings of Securities — Form D	17
1/22/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	29
12/14/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	3
12/12/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	6
12/8/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	7
11/24/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	2
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	18
11/8/23			S-1		Registration:		Registration Statements (General Form) — Form S-1 — Financial Reports	20
10/30/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	2
10/2/23			ARS		Update:		Annual Report to Security Holders	1
6/24/22	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	6
8/26/21	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
6/28/21	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
2/22/19	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
2/13/19	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	6
1/4/19	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	4
7/26/18	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
7/23/18	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
7/28/17	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
					General Exhibits:
4/26/24			EX-10		Material Contracts			99
4/18/24			EX-5		Opinions of Counsel re: Legality			32
4/18/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			9
4/12/24			EX-23		Consents of Experts and Counsel			55
4/12/24			EX-FILING FEES		Filing Fees			9
4/1/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/1/24			EX-21		Subsidiaries Lists			8
3/6/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			65
9/21/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			3
8/4/23			EX-3		Articles of Incorporation/Organization and Bylaws			34
					Additional Exhibits:
3/6/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			67
					Financials:
4/26/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,403
4/26/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			85
4/26/24			EX-101.*		XBRL Data  (XBRL Files)			367
4/26/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			72
4/26/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			85
4/1/24			EX-31		Certifications — §302 – SOA’02			48
4/1/24			EX-32		Certifications — §906 – SOA’02			48
9/14/22	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/23/24			GRAPHIC		Photos, Images and Graphs			877

Forms , Documents & Exhibits  in  135 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 00688A

        

Latest Filing			Type		Category	Description		Documents
3/27/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	79
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	9
7/27/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
2/17/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	10
11/3/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	10
2/13/19	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	6
					Letters:
1/19/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			20
1/19/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			14
					General Exhibits:
2/25/22	OLD		EX-24		Powers of Attorney  OLD			9
					Additional Exhibits:
7/27/23			EX-99		Miscellaneous Exhibit			1
					Graphics:
2/13/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			170

        

Filings History

Year		# of Filings
2024		25
2023		72
2022		52
2021		79
2020		76
2019		44
2018		50
2017		27
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2013		1
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2011		1