First Trust Exchange-Traded Alphadex Fund II 

IL

  SEC # 1510337

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1,226  SEC Filings   from  1/19/11  to  3/18/24  (5 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘24F-2NT’ — Annual Notice of Securities Sold by an Investment Company — Form 24F-2 — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  First Trust Exchange-Traded Alphadex Fund II

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Forms , Documents & Exhibits  in  1,076 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/18/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	13
3/13/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	7
3/11/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	14
3/4/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	320
3/4/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	163
2/1/24			40-17G		Update:		Fidelity Bonds for Investment Companies	44
11/6/23			497		Registration:		Definitive Materials — Financial Reports	68
9/7/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	15
8/23/23			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	372
8/17/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	13
4/28/23			497J		Registration:		Certifications of No Change in Definitive Materials	10
4/28/23			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	28
10/9/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
7/30/20	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	8
7/23/20	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	6
7/20/20	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	3
4/6/20	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	23
11/29/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	15
4/11/18	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	7
3/27/18	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	45
3/1/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	7
2/7/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
1/19/18	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	20
1/19/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
8/28/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	7
10/5/15	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	2
1/8/13	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
4/10/12	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
4/19/11	OLD		CERTARCA		Trading:		Certification by the NYSE Archipelago Approving a Listing — Form CERT  OLD	1
4/8/11	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	2
1/19/11	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
1/19/18	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			17
					Form-Specific Documents:
3/4/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			163
					General Exhibits:
7/20/20	OLD		EX-14		Codes of Ethics  OLD			6
					Additional Exhibits:
3/11/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-1A:  8 Articles of Incorporation/Organization;  1 Bylaws;  6 Codes of Ethics;  4 Custodian Agreements;  16 Distribution Plans — Rule 12b-1 – ICA’40;  4 Investment Advisor Contracts;  8 Opinions of Counsel re: Legality;  7 Other Material Contracts;  17 Other Opinions;  4 Underwriter Contracts — Form N-CSR:  44 Certifications — §302 – SOA’02;  29 Certifications — §906 – SOA’02;  11 Codes of Ethics — Form N-SAR:  7 Accountants’ Reports re: Internal Controls;  2 Other Disclosures  (168 total)			303
					Investment Company Exhibits:
3/13/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			7
					Financials:
8/23/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			447
8/23/23			EX-101.*		XBRL Data  (XBRL Files)			198
8/23/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			6
8/23/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			38
11/12/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			30
4/30/20	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
4/30/20	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
4/30/20	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
3/11/24			GRAPHIC		Photos, Images and Graphs			1,277

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  150 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/8/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	147
11/2/20	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	2
					Letters:
4/8/11	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					Additional Exhibits:
3/8/24			EX-99		Miscellaneous Exhibits, such as Press Releases			145

        

Filings History

Year		# of Filings
2024		44
2023		128
2022		116
2021		109
2020		180
2019		66
2018		74
2017		47
2016		83
2015		136
2014		59
2013		64
2012		78
2011		42