LiveOne, Inc. 

CA

  SEC # 1491419

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579  SEC Filings   from  5/28/10  to  4/22/24  (4 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  LiveOne, Inc.

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Forms , Documents & Exhibits  in  351 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	187
					8-K Items:
4/5/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	63
9/14/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	7
12/30/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	12
4/22/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	31
9/14/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	14
11/3/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
4/5/24			"			•	Unregistered Sales of Equity Securities — Item 3.02    — ↓‘EX-1’	40
8/8/17	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
7/29/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	5
4/30/14	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
1/30/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	42
2/7/23	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
4/30/14	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
9/19/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	10
4/22/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	79
4/18/24			Events:			•	Other Events — Item 8.01	25
4/22/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	139
2/12/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	43
11/14/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	11
7/28/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
7/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	6
6/29/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	14
7/18/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
2/18/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
2/17/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	8
2/15/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	19
2/4/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
1/24/22	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
10/22/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	11
8/30/21	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
8/23/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
6/29/21	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	5
10/23/20	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
2/21/18	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
2/20/18	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
12/26/17	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
12/21/17	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/21/17	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	13
10/23/17	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
10/10/17	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	2
					Letters:
2/27/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			4
					General Exhibits:
4/5/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			30
4/5/24			EX-10		Material Contracts			137
6/29/23			EX-23		Consents of Experts and Counsel			42
6/29/23			EX-21		Subsidiaries Lists			12
2/4/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
2/4/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			17
10/12/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
8/24/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
12/26/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			15
					Additional Exhibits:
4/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			126
					Financials:
4/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,724
4/22/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			117
4/22/24			EX-101.*		XBRL Data  (XBRL Files)			496
4/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			64
4/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			111
2/12/24			EX-31		Certifications — §302 – SOA’02			114
2/12/24			EX-32		Certifications — §906 – SOA’02			100
5/6/22	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
12/15/17	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			3
					Graphics:
3/12/24			GRAPHIC		Photos, Images and Graphs			1,055

Forms , Documents & Exhibits  in  231 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIPs 53814X and 53839L

        

Latest Filing			Type		Category	Description		Documents
4/3/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	177
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	19
8/16/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	20
1/24/22	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
4/5/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
9/8/17	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
					Letters:
2/11/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			10
2/11/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
9/8/17	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Graphics:
1/24/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			30

        

Filings History

Year		# of Filings
2024		11
2023		27
2022		68
2021		68
2020		85
2019		87
2018		73
2017		64
2016		19
2015		15
2014		10
2013		9
2012		13
2011		13
2010		17