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Spectrum Brands Legacy, Inc. 
 WI
  SEC # 1487730

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698  SEC Filings
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  from  3/29/10  to  2/14/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Tourbillon Capital Partners, L.P. 
 
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notifications of all
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Filings
involving  Spectrum Brands Legacy, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  241 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/26/18 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/13/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 5
7/13/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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152

8-K Items: 
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6/8/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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26
6/23/15 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
7/13/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
4/26/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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38
3/28/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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16
7/13/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
6/17/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
7/13/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
6/17/10 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
7/13/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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30
7/13/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
7/13/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
7/13/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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28
6/8/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 49
7/13/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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121

6/12/18 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/12/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
5/31/18 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 5
5/3/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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24
3/8/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
2/26/18 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
1/23/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
3/28/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
2/1/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
12/21/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
5/14/15 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/6/15 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
1/11/13 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
7/15/11 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
7/15/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
7/12/11 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
6/15/10 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
5/7/10 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3

General Exhibits: 
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7/13/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
6/8/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
5/31/18 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 7
5/1/18 OLDEX-10Material Contracts  OLD 38
3/30/18 OLDEX-23Consents of Experts and Counsel  OLD 34
2/26/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
11/16/17 OLDEX-21Subsidiaries Lists  OLD 8
2/1/17 OLDEX-5Opinions of Counsel re: Legality  OLD 9
4/30/10 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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7/13/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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132

Financials: 
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5/3/18 OLDEX-31Certifications — §302 – SOA’02  OLD 90
5/3/18 OLDEX-32Certifications — §906 – SOA’02  OLD 86
5/3/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,219
5/3/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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36
5/3/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 173
5/3/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
29
5/11/15 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1
8/8/13 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1

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6/12/18 OLDGRAPHICPhotos, Images and Graphs  OLD 515


Forms
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, Documents
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& Exhibits
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 in  465 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 13
7/17/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 373
7/16/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/13/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 33
6/12/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
9/12/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 25

Letters: 
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4/7/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12

General Exhibits: 
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6/8/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
2/26/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
2/26/18 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
2/26/18 OLDEX-10Material Contract  OLD 1
9/12/17 OLDEX-24Powers of Attorney  OLD 34
2/14/12 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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7/16/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17

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2/26/18 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2019 1
2018 47
2017 42
2016 46
2015 90
2014 89
2013 89
2012 122
2011 91
2010 81

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