Nantahala Capital Management, LLC 

CT

  SEC # 1472322

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572  SEC Filings   from  9/16/09  to  3/21/24  (5 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/19/24 — Filed as:  Owner / Insider — Re:  Talphera, Inc. [ formerly Acelrx Pharmaceuticals Inc. ]
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Forms , Documents & Exhibits  in  572 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/21/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	9
3/11/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	472
2/15/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	51
1/22/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	32
1/22/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	8
					Form-Specific Documents:
2/15/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			45
					Additional Exhibits:
1/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases			8

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		42
2023		45
2022		75
2021		64
2020		68
2019		64
2018		41
2017		31
2016		28
2015		19
2014		15
2013		22
2012		28
2011		23
2010		6
2009		1