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Nuveen Investment Solutions, Inc.
IL
SEC # 1456515
33 Related Registrants:
Same IRS #: Richards & Tierney Inc./IL — 1/9/08 — SEC # 1058021
More than a Year ago:
Banc of America Investment Advisors, Inc. — 3/3/10 — SEC # 1257381
Bank of America Capital Advisors LLC — 3/3/10 — SEC # 1416568
Bank of America Corp./DE — 3/3/10 — SEC # 70858
BofA Advisors, LLC — 3/3/10 — SEC # 1185369
BofA Distributors, Inc. — 3/3/10 — SEC # 1455642
Columbia Wanger Asset Management LLC — 3/3/10 — SEC # 908733
IQ Investment Advisors LLC — 3/3/10 — SEC # 1312673
Kecalp Inc. — 3/3/10 — SEC # 924107
Merrill Lynch Ventures LLC — 3/3/10 — SEC # 1223419
Merrill Lynch, Pierce, Fenner & Smith Inc. — 3/3/10 — SEC # 728612
Nuveen Fund Advisors, LLC — 3/3/10 — SEC # 1311016
Nuveen HydePark Group, LLC — 3/3/10 — SEC # 1426787
Nuveen Investments Advisers Inc. — 3/3/10 — SEC # 1463373
Nuveen Investments Institutional Services Group LLC — 3/3/10 — SEC # 1463372
Nuveen Investments, LLC — 3/3/10 — SEC # 1423264
NWQ Investment Management Co., LLC — 3/3/10 — SEC # 763848
Roszel Advisors LLC — 3/3/10 — SEC # 1173862
Santa Barbara Asset Management, LLC — 3/3/10 — SEC # 1109426
Symphony Asset Management LLC — 3/3/10 — SEC # 1030815
Tradewinds Global Investors, LLC — 3/3/10 — SEC # 1383221
US Trust Hedge Fund Management Inc. — 3/3/10 — SEC # 1272263
Winslow Capital Management, LLC — 3/3/10 — SEC # 900973
Nuveen Asset Management — 11/16/09 — SEC # 1463893
Nuveen Investments Holdings, Inc. — 11/16/09 — SEC # 1463885
Nuveen Investments, Inc. — 11/16/09 — SEC # 885708
NWQ Holdings, LLC — 11/16/09 — SEC # 1463884
Rittenhouse Asset Management, Inc. — 11/16/09 — SEC # 1463882
Santa Barbara Asset Management, LLC — 11/16/09 — SEC # 1463898
Windy City Investments, Inc. — 11/16/09 — SEC # 1426493
Winslow Capital Management, Inc. — 11/16/09 — SEC # 1463881
Banc of America Investment Services Inc. — 6/10/09 — SEC # 1279675
Banc of America Securities LLC — 6/10/09 — SEC # 1185371
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
24 SEC Filings
from 2/20/09 to 3/22/12
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/11
—
Filed as:
Filer / Offerer
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Nuveen Investment Solutions, Inc.
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all 24 Filings.
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Details...
Forms
, Documents
&
Exhibits
in
24 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
3/22/12
OLD
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
OLD
13
3/3/10
OLD
APP WD
Registration:
Withdrawal of an Application for an Exemption Order or Other Relief
OLD
1
11/16/09
OLD
424B3
Registration:
Prospectuses – New Facts or Events
OLD
2
11/12/09
OLD
EFFECT
SEC:
SEC Notice of Effectiveness
OLD
1
10/29/09
OLD
S-4
Registration:
Registration Statements – Securities for Mergers
—
Form S-4
OLD
4
10/9/09
OLD
CORRESP
Comment:
Comment-Response and Other Letters to the SEC
[ a.k.a. COVER ]
OLD
—
All Correspondence with the SEC
4
8/4/09
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
3
General Exhibits:
10/29/09
OLD
EX-23
Consents of Experts and Counsel
OLD
4
10/29/09
OLD
EX-10
Material Contracts
OLD
17
10/9/09
OLD
EX-5
Opinions of Counsel re: Legality
OLD
3
8/24/09
OLD
EX-3
Articles of Incorporation/Organization and Bylaws
OLD
40
5/13/09
OLD
EX-4
Instrument Defining the Rights of Security Holders
OLD
1
5/13/09
OLD
EX-25
Statement of Eligibility to Act as a Trustee
OLD
1
5/13/09
OLD
EX-21
Subsidiaries List
OLD
1
Additional Exhibits:
10/9/09
OLD
EX-99
Miscellaneous Exhibits, such as Press Releases
OLD
8
Financials:
10/9/09
OLD
EX-12
Statements re: Computations of Ratios
OLD
3
Graphics:
3/3/10
OLD
GRAPHIC
Photos, Images and Graphs
OLD
10
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2012
1
2011
4
2010
5
2009
14
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