PIMCO ETF Trust 

CA

  SEC # 1450011

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1,635  SEC Filings   from  11/14/08  to  3/6/24  (7 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘485APOS’ — Post-Effective Amendment of a Form N-1 or N-1A Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  PIMCO ETF Trust

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Forms , Documents & Exhibits  in  1,546 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/6/24			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations	33
3/1/24			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	15
2/27/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	260
1/16/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	404
11/28/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	135
11/17/23			497		Registration:		Definitive Materials — Financial Reports	144
11/6/23			497J		Registration:		Certifications of No Change in Definitive Materials	29
10/26/23			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	50
10/5/23			40-17G		Update:		Fidelity Bonds for Investment Companies	21
9/27/23			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	15
9/12/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	7
8/30/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	15
8/29/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	16
6/20/23			CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT	8
5/24/23			8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	21
2/9/23	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	404
11/21/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	32
11/7/22	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
11/27/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	19
3/1/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	9
10/13/17	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	11
8/28/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	10
5/18/17	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	3
4/4/17	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
2/19/15	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
3/5/13	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
4/10/12	OLD		CERTARCA		Trading:		Certifications by the NYSE Archipelago Approving Listings — Form CERT  OLD	5
2/24/10	OLD		CERTPAC		Trading:		Certifications by the Pacific Coast Stock Exchange Approving Listings — Form CERT  OLD	5
8/5/09	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
6/2/09	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
5/26/09	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	3
11/14/08	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
8/26/19	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			19
					Form-Specific Documents:
11/28/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			135
					Additional Exhibits:
3/6/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  34 Certifications — §302 – SOA’02;  15 Certifications — §906 – SOA’02;  1 Code of Ethics — Form N-SAR:  10 Accountants’ Reports re: Internal Controls;  5 Legal Proceedings;  1 Matters Submitted to a Vote of Security Holders;  17 Other Disclosures;  11 Policies re: Security Investments;  2 Terms of New and Amended Securities  (96 total)			387
					Investment Company Exhibits:
9/12/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			7
					Financials:
11/17/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			445
11/17/23			EX-101.*		XBRL Data  (XBRL Files)			235
11/17/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			17
11/17/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			48
10/29/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			33
					Graphics:
3/6/24			GRAPHIC		Photos, Images and Graphs			5,898

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  89 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/8/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	77
12/18/19	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	11
					Letters:
6/1/09	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					Additional Exhibits:
2/8/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			32

        

Filings History

Year		# of Filings
2024		21
2023		136
2022		113
2021		104
2020		85
2019		63
2018		38
2017		92
2016		196
2015		198
2014		199
2013		79
2012		59
2011		128
2010		63
2009		59
2008		2