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ReShape Lifesciences Inc. 
 CA
  SEC # 1427570

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540  SEC Filings
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  from  2/21/08  to  4/10/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 4/9/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  ReShape Lifesciences Inc. 

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Forms
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, Documents
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& Exhibits
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 in  263 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/10/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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112

8-K Items: 
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11/29/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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20
12/15/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
6/15/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
4/4/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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32
4/27/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
4/3/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
4/10/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 7
11/29/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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9
1/18/24"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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7
4/9/24 New Document this Past Month!
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  New Document this Past Month!  — ‘EX-16’
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4
4/13/23 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
12/20/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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21
1/18/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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5
2/26/24"Submission of Matters to a Vote of Security Holders — Item 5.077
6/30/20 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 2
11/29/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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6
9/22/23
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  Events: 
Other Events — Item 8.0129
4/9/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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68

4/1/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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10
1/23/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A6
1/5/24PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A4
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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23
10/3/23424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events4
10/2/23EFFECTSEC:  SEC Notices of Effectiveness11
9/28/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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20
9/27/23S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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16
6/23/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-88
4/24/23 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 7
4/3/23 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/3/23 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
2/2/23 OLDRW WDRegistration:  Withdrawal of a Registration Withdrawal Request  OLD 1
2/2/23 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
8/15/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
9/21/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
9/3/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
5/21/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5
4/9/21 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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2
9/1/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
7/25/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
9/4/18 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
8/28/18 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
11/7/16 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
10/3/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
9/27/16 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/4/16 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
2/21/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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4/1/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
4/1/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 45
4/1/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 81
4/1/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 11
1/18/24EX-3Articles of Incorporation/Organization and Bylaws15
11/29/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders33
10/3/23EX-FILING FEESFiling Fees8
9/11/23EX-5Opinions of Counsel re: Legality26
9/11/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)8
4/9/21 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
1/20/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
11/1/17 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1

Additional Exhibits: 
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4/4/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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85

Financials: 
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4/10/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,942
4/10/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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69
4/10/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 292
4/10/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 49
4/10/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
69
4/9/24 New Exhibit this Past Month!EX-16Letters re: Changes in Accountants  New Exhibit this Past Month! 5
4/1/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 63
4/1/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 41
11/1/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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4/9/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 379


Forms
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, Documents
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& Exhibits
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 in  283 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 76090R
 

        
Latest Filing  Type    Category    Description        Documents
     
1/16/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 335
1/16/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G28
11/8/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4192
3/17/23 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 9
5/21/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
7/25/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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8/30/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC11
8/30/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]8

General Exhibits: 
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8/26/22 OLDEX-24Powers of Attorney  OLD 25
1/20/21 OLDEX-10Material Contracts  OLD 3
1/20/21 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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2/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 12

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3/17/23 OLDGRAPHICPhotos, Images and Graphs  OLD 31


        

Filings History

Year    # of Filings
In descending order
2024 10
2023 48
2022 48
2021 73
2020 51
2019 98
2018 96
2017 56
2016 55
2014 1
2012 3
2008 1

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