Iovance Biotherapeutics, Inc. 

CA

  SEC # 1425205

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863  SEC Filings   from  1/29/08  to  4/17/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Vogt Frederick G
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Forms , Documents & Exhibits  in  491 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/3/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	229
					8-K Items:
2/20/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	52
6/16/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	2
5/18/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	3
2/28/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	41
10/18/12	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
3/6/12	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
6/8/16	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	13
6/2/17	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	5
3/12/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	6
5/29/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
3/29/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	57
3/29/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03    — ↓‘EX-3’	13
6/6/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	11
3/2/17	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
8/18/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	8
4/3/24			Events:			•	Other Events — Item 8.01	87
4/3/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	184
2/28/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	19
2/21/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	20
11/17/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	27
11/7/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	51
6/16/23			S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3	2
6/12/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	12
4/27/23			ARS		Update:		Annual Report to Security Holders	1
4/26/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	11
4/26/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	11
4/19/23	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD  — Financial Reports	2
4/14/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD  — Financial Reports	4
11/8/19	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	10
9/25/19	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	22
9/17/19	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	15
10/11/18	OLD		S-3MEF		Registration:		Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD	2
9/7/18	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	3
2/12/18	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD  — Financial Reports	9
7/31/17	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	11
7/26/17	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
8/31/16	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	8
6/15/16	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	8
3/2/15	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
8/22/13	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
8/19/13	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
8/15/13	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	8
8/9/13	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
4/1/13	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	3
3/7/08	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/29/08	OLD		SB-2		Registration:		Registration Statement by a Small-Business Issuer — Form SB-2  OLD	1
					General Exhibits:
3/29/24			EX-3		Articles of Incorporation/Organization and Bylaws			23
2/28/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/28/24			EX-23		Consents of Experts and Counsel			84
2/28/24			EX-19		Report Furnished to Security Holders			1
2/28/24			EX-21		Subsidiaries Lists			6
2/22/24			EX-5		Opinions of Counsel re: Legality			55
2/21/24			EX-FILING FEES		Filing Fees			10
2/20/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			12
11/7/23			EX-10		Material Contracts			135
6/16/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			16
6/2/17	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
4/3/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			161
					Financials:
4/3/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,717
4/3/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			153
4/3/24			EX-101.*		XBRL Data  (XBRL Files)			572
4/3/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			101
4/3/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			139
2/28/24			EX-31		Certifications — §302 – SOA’02			136
2/28/24			EX-32		Certifications — §906 – SOA’02			132
3/12/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			5
9/7/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
					Graphics:
4/3/24			GRAPHIC		Photos, Images and Graphs			1,669

Forms , Documents & Exhibits  in  374 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 462260

        

Latest Filing			Type		Category	Description		Documents
4/17/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	200
3/19/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	14
3/1/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	85
4/20/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	41
1/19/22	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	4
11/6/14	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	2
8/22/13	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
					Letters:
11/21/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			26
11/21/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
10/21/11	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
3/1/24			EX-99		Miscellaneous Exhibits, such as Press Releases			7
					Graphics:
1/9/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			3

        

Filings History

Year		# of Filings
2024		43
2023		80
2022		59
2021		47
2020		49
2019		45
2018		62
2017		69
2016		97
2015		63
2014		67
2013		42
2012		30
2011		57
2010		26
2009		14
2008		13