Cboe BZX Exchange, Inc. 

KS

  SEC # 1417835

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2,274  SEC Filings   from  11/7/07  to  5/7/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘CERT’ — Certification by a Securities Exchange Approving a Listing — Form CERT — Filed as:  Filing Agent — Filed by:  PGIM Rock ETF Trust
New-Filing E-Mail:			Send me notifications of all Filings involving  Cboe BZX Exchange, Inc.

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Forms , Documents & Exhibits  in  1,919 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/6/24			19B-4E		Trading:		Info from Self-Regulatory Organizations (SROs) Listing and Trading New Derivative Securities Products — Form 19b-4(e)	1,479
5/2/24			25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25	120
4/26/24			1		Trading:		Applications for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1	316
11/22/19	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
7/12/18	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	2
3/9/09	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
					Additional Exhibits:
5/2/24			EX-99		Miscellaneous Exhibits, such as Press Releases			120
					Graphics:
11/22/19	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		141
2023		285
2022		264
2021		246
2020		291
2019		159
2018		129
2017		91
2016		107
2015		142
2014		133
2013		32
2012		38
2011		123
2010		62
2009		27
2008		3
2007		1