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Violin Memory Inc. 
 CA
  SEC # 1407190

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285  SEC Filings
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  from  7/19/07  to  4/21/17  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Violin Memory Inc. 

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Forms
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, Documents
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& Exhibits
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 in  137 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/21/17 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/21/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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73

8-K Items: 
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2/22/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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9
9/26/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
4/21/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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4
7/25/14 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
9/8/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 12
10/6/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
12/19/16 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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2
11/25/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 6
10/6/14 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
4/21/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
5/6/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/21/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/7/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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21
7/5/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
7/5/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
4/19/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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9
2/17/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 16
4/21/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 49

12/13/16 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
9/14/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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12
7/6/16 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
7/1/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
6/24/16 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
5/17/16 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/13/16 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/2/16 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/6/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
4/6/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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4
5/7/15 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/16/15 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/16/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
9/11/14 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 8
7/17/14 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
9/27/13 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/26/13 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
9/26/13 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
9/16/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/16/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2
7/26/13 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 6
5/15/13 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2
7/19/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

Letters: 
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7/26/13 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC5

General Exhibits: 
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2/22/17 OLDEX-10Material Contracts  OLD 79
7/5/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
6/24/16 OLDEX-23Consents of Experts and Counsel  OLD 14
6/24/16 OLDEX-5Opinions of Counsel re: Legality  OLD 7
4/6/16 OLDEX-21Subsidiaries Lists  OLD 2
9/24/14 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 17
5/29/14 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
9/16/13 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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4/21/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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40

Financials: 
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9/14/16 OLDEX-31Certifications — §302 – SOA’02  OLD 32
9/14/16 OLDEX-32Certifications — §906 – SOA’02  OLD 24
9/14/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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731
9/14/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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19
9/14/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 72
9/14/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
12
6/24/16 OLDEX-12Statement re: the Computation of Ratios  OLD 1
5/6/15 OLDEX-16Letter re: a Change in Accountant  OLD 1

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10/28/16 OLDGRAPHICPhotos, Images and Graphs  OLD 385


Forms
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, Documents
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& Exhibits
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 in  151 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/1/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 12
11/18/16 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
9/22/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 97
6/13/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22
5/17/16 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/2/16 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/19/16 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 2
4/15/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
3/4/14 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
9/26/13 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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6/30/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

General Exhibits: 
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7/5/16 OLDEX-24Powers of Attorney  OLD 19

Additional Exhibits: 
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11/18/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3

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5/17/16 OLDGRAPHICPhotos, Images and Graphs  OLD 7


        

Filings History

Year    # of Filings
In descending order
2017 11
2016 75
2015 64
2014 75
2013 45
2012 10
2011 1
2010 2
2009 1
2007 1

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