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Nuverra Environmental Solutions, Inc. 
 TX
  SEC # 1403853

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895  SEC Filings
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  from  6/26/07  to  3/7/22  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Nuverra Environmental Solutions, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  485 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/7/22 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
3/4/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 5
2/23/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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246

8-K Items: 
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12/13/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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57
2/23/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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8
7/31/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
2/23/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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8
11/12/21 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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52
8/19/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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18
5/1/17 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
8/9/11 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
2/23/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
8/11/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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12
2/23/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
11/20/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
6/10/11 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
2/23/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
2/23/22 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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50
12/21/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
6/21/11 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
11/5/08 OLD"Change in Shell Company Status — Item 5.06  OLD 1
2/23/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 12
3/15/21 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 2
4/21/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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64
1/14/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 73
2/23/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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196

1/25/22 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
12/13/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
11/15/21 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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45
8/16/21 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
5/17/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 17
5/17/21 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
4/26/21 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
12/21/20 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
12/12/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
12/10/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 14
12/6/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 16
12/4/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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34
6/26/18 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
6/15/18 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
6/6/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
3/14/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
10/11/17 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
8/8/17 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/23/17 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 7
6/13/17 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/31/17 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
8/26/16 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
8/18/16 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 9
4/29/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
4/12/16 OLDT-3Registration:  Applications for Qualifications of Trust Indentures — Form T-3  OLD 2
6/8/15 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 5
5/23/13 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 11
9/17/12 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/28/12 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
4/7/11 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
5/22/08 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/14/07 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
11/13/07 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1

General Exhibits: 
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12/13/21 OLDEX-10Material Contracts  OLD 219
12/13/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 28
3/16/21 OLDEX-23Consents of Experts and Counsel  OLD 112
3/16/21 OLDEX-21Subsidiaries Lists  OLD 13
12/21/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 39
12/21/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 52
12/3/18 OLDEX-5Opinions of Counsel re: Legality  OLD 31
4/12/16 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 5
3/30/12 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
6/21/11 OLDEX-14Codes of Ethics  OLD 2
7/24/08 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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11/12/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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256

Financials: 
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2/23/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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3,178
2/23/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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72
2/23/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 339
2/23/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 27
2/23/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
65
11/15/21 OLDEX-31Certifications — §302 – SOA’02  OLD 128
11/15/21 OLDEX-32Certifications — §906 – SOA’02  OLD 64
11/20/17 OLDEX-16Letters re: Changes in Accountants  OLD 4

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1/25/22 OLDGRAPHICPhotos, Images and Graphs  OLD 1,567


Forms
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, Documents
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& Exhibits
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 in  417 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 67091K
 

        
Latest Filing  Type    Category    Description        Documents
     
2/25/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 219
2/25/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 9
2/24/22 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 5
1/25/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
6/14/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 45
2/16/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 82
2/14/13 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 23

Letters: 
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11/6/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC26
11/6/18 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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12/13/21 OLDEX-10Material Contracts  OLD 7
12/13/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
6/14/21 OLDEX-24Powers of Attorney  OLD 35
11/12/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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2/24/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 22

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1/25/22 OLDGRAPHICPhotos, Images and Graphs  OLD 78


        

Filings History

Year    # of Filings
In descending order
2022 15
2021 42
2020 39
2019 36
2018 74
2017 59
2016 65
2015 46
2014 72
2013 56
2012 85
2011 81
2010 59
2009 55
2008 79
2007 32

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