Clarkeson Research Inc. 

NY

  SEC # 1396610

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13  SEC Filings   from  3/17/09  to  2/28/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/17 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Clarkeson Research Inc.

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Forms , Documents & Exhibits  in  13 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/28/18	OLD		X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5  OLD	10
3/20/15	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	3
					Broker-Dealer Reports:
2/28/18	OLD		FULL		Annual Financial Reports (Full)  OLD			2
2/28/18	OLD		STMT FIN COND		Statements of Financial Condition  OLD			3
2/28/18	OLD		STMT FIN COND NOTES		Notes to Statements of Financial Condition  OLD			3
2/28/18	OLD		STMT INCOME		Statements of Income  OLD			3
2/28/18	OLD		STMT CASH FLOW		Statements of Cash Flows  OLD			3
2/28/18	OLD		STMT CHG SH EQY		Statements of Changes in Stockholders’, Partners’ and Sole Proprietors’ Equity  OLD			3
2/28/18	OLD		COMP NET CAP		Computations of Net Capital  OLD			3
2/28/18	OLD		ACCT RPT FIN RPT		Accountants’ Reports re: Examinations of Financial Reports and Financial Statements  OLD			3
2/28/18	OLD		ANC/OTC AGD PROC		Supplemental Reports re: Applying Agreed-Upon Procedures for Computing Certain Capital Charges for OTC Derivatives Dealers  OLD			3
2/28/18	OLD		OTHER		Other Disclosures  OLD			6
2/25/16	OLD		MAT INADEQ RPT		Report (or Statement) re: Material Inadequacies Found (or Not) Since the Date of a Previous Audit  OLD			1

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2018		1
2017		1
2016		1
2015		2
2014		2
2013		1
2012		1
2011		1
2010		1
2009		2