| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 3/29/24 |  | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D | 5 |
| 3/28/24 | | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 | 30 |
| 3/28/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 283 |
| | |
| | 8-K Items: |
| 3/15/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 74 |
| 1/3/24 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 9 |
| 1/11/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 7 |
| 3/28/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 63 |
| 6/1/18 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 7 |
| 10/17/18 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 3 |
| 12/29/15 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 2 |
| 12/12/18 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 2/16/24 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 10 |
| 8/3/20 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 17 |
| 1/7/20 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 10 |
| 4/2/18 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 3 |
| 10/28/11 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 1/11/18 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 2 |
| 3/8/24 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 52 |
| 11/6/19 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 5 |
| 1/11/18 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 2 |
| 6/20/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 20 |
| 6/1/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 15 |
| 3/28/24 | | | Events: | • | Other Events — Item 8.01 | 97 |
| 3/28/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 193 |
| | |
|
| 3/28/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 23 |
| 3/18/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 33 |
| 1/19/24 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 15 |
| 11/9/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 50 |
| 4/28/23 | | | ARS | | Update: | | Annual Reports to Security Holders | 4 |
| 4/28/23 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 22 |
| 4/28/23 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 20 |
| 4/17/23 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 10 |
| 4/30/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 27 |
| 4/27/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 48 |
| 6/11/20 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 31 |
| 5/29/20 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 14 |
| 6/17/19 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 2 |
| 7/11/18 | OLD | | S-1MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-1 Registration OLD | 1 |
| 7/11/18 | OLD | | POS EX | | Registration: | | Post-Effective Amendments of Registration Statements – Additional Exhibits OLD | 5 |
| 5/23/18 | OLD | | DEL AM | | Registration: | | Registration Effectiveness-Delaying Amendment OLD | 1 |
| 4/2/18 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
| 12/14/17 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 13 |
| 11/8/17 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 12 |
| 11/6/17 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD — Financial Reports | 4 |
| 8/9/17 | OLD | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 OLD | 1 |
| 7/11/17 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
| 2/7/17 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 3 |
| 9/19/16 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 6/14/16 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
| 4/30/14 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 5/2/13 | OLD | | 4 | | Ownership: | | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 OLD | 1 |
| 3/1/13 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 12/18/12 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 4 |
| 12/17/12 | OLD | | S-3MEF | | Registration: | | Registration Statements to Add Securities to Prior Form S-3 Registrations OLD | 2 |
| 5/23/12 | OLD | | RW | | Registration: | | Registration Withdrawal Requests OLD | 2 |
| 7/15/08 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| 2/21/08 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 2/12/08 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| | |
| | General Exhibits: |
| 3/28/24 | | | EX-23 | | Consents of Experts and Counsel | 116 |
| 3/28/24 | | | EX-FILING FEES | | Filing Fees | 5 |
| 3/28/24 | | | EX-5 | | Opinions of Counsel re: Legality | 78 |
| 3/28/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/28/24 | | | EX-10 | | Material Contracts | 258 |
| 3/28/24 | | | EX-21 | | Subsidiaries Lists | 9 |
| 3/15/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 58 |
| 3/15/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 26 |
| 11/6/19 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 14 |
| 1/5/18 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| 8/8/17 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 8 |
| 1/10/08 | OLD | | EX-8 | | Opinion of Counsel re: Tax Matters OLD | 1 |
| | |
| | Additional Exhibits: |
| 3/28/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 209 |
| | |
| | Financials: |
| 3/28/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,230 |
| 3/28/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 107 |
| 3/28/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 449 |
| 3/28/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 57 |
| 3/28/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 99 |
| 3/28/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 138 |
| 3/28/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 71 |
| 4/13/18 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| | |
| | Graphics: |
| 3/28/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,366 |
