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Nexpoint Diversified Real Estate Trust 
 TX
  SEC # 1356115

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811  SEC Filings
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  from  3/15/06  to  4/23/24  (6 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 4/19/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Nexpoint Diversified Real Estate Trust 

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Forms
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, Documents
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& Exhibits
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 in  383 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/23/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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16

8-K Items: 
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4/23/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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11
7/1/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
8/10/22 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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1
5/25/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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3
7/1/22 OLD
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
7/1/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
11/7/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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4
7/1/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
7/1/22 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
6/15/23"Submission of Matters to a Vote of Security Holders — Item 5.072
7/1/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 2
11/7/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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11

4/22/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/22/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 22
3/13/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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2
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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4
4/13/23 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
2/6/23 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
12/23/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
9/8/22 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 17
8/29/22 OLDNPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  OLD 16
8/18/22 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 17
7/1/22 OLD8F-2 ORDRSEC:  Application for an SEC Deregistration Order – ‘40-8F-2’ SEC Order  OLD 1
6/9/22 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 15
6/1/22 OLD8F-2 NTCSEC:  Application for an SEC Deregistration Order – ‘40-8F-2’ SEC Notice  OLD 1
5/31/22 OLDNPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT  OLD 11
5/19/22 OLD40-8F-2Registration:  Applications for SEC Deregistration Orders by Investment Companies  OLD 5
4/4/22 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 20
3/16/22 OLDN-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN  OLD 6
2/8/22 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
1/28/22 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 27
11/22/21 OLD497Registration:  Definitive Materials  OLD 9
11/3/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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38
5/26/21 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
1/8/21 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
1/6/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
1/5/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
10/15/20 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
8/19/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
7/13/20 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
3/16/20 OLDNT-NCENUpdate:  Notice of a Late Filing of a Form N-CEN Annual Report — Form 12b-25  OLD 1
3/12/20 OLDNT-NCSRUpdate:  Notice of a Late Filing of a Form N-CSR Shareholder Report — Form 12b-25  OLD 1
2/14/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 6
8/27/19 OLDN-2Registration:  Registration Statements by Closed-End Investment Companies — Form N-2  OLD 26
5/3/19 OLD497JRegistration:  Certification of No Change in Definitive Material  OLD 1
4/26/19 OLD486BPOSRegistration:  Post-Effective Amendments of Form N-2 Registrations  OLD 3
3/8/19 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
11/28/18 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 25
5/25/18 OLDPOS EXRegistration:  Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD 4
4/23/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 10
4/13/18 OLDPOS 8CRegistration:  Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD 8
3/1/18 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 12
8/24/17 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 13
3/18/16 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 7
2/10/16 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
2/11/15 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
5/5/14 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
7/9/13 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
8/14/12 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/3/09 OLDN-14 8CRegistration:  Registration Statements by Closed-End Investment Companies – Securities for Mergers — Form N-14  OLD 5
2/27/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 13
12/21/07 OLD497H2Registration:  Prospectuses – Certain Closed-End Investment Companies  OLD 2
7/28/06 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
3/15/06 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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3/22/11 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC5

Form-Specific Documents: 
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5/31/22 OLDNPORT-EXPortfolio Holdings Schedules — Form N-PORT  OLD 11

General Exhibits: 
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3/13/24EX-23Consents of Experts and Counsel5
3/13/24EX-10Material Contracts62
3/13/24EX-19Report Furnished to Security Holders1
3/13/24EX-21Subsidiaries Lists2
3/31/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
2/6/23 OLDEX-FILING FEESFiling Fees  OLD 1
2/6/23 OLDEX-5Opinion of Counsel re: Legality  OLD 1
7/1/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
3/18/15 OLDEX-24Powers of Attorney  OLD 4
3/2/09 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1
3/2/09 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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9/8/22 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-CSR:  61 Certifications — §302 – SOA’02;  35 Certifications — §906 – SOA’02;  10 Codes of Ethics — Form N-SAR:  12 Accountants’ Reports re: Internal Controls;  2 Changes in Security for Debts;  5 Late-Filing Reports — Reg. S-K – Item 405;  1 Legal Proceeding;  8 Matters Submitted to Votes of Security Holders;  2 Mergers Info;  5 Other Disclosures  (141 total)
360

Investment Company Exhibits: 
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3/16/22 OLDINTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls  OLD 6
3/17/21 OLDLEGAL PROCEEDINGSLegal Proceedings  OLD 10

Financials: 
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4/23/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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496
4/23/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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21
4/23/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 90
4/23/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 21
4/23/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
21
3/13/24EX-31Certifications — §302 – SOA’0212
3/13/24EX-32Certifications — §906 – SOA’026
7/1/22 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/2/09 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1
3/2/09 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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4/22/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 759


Forms
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, Documents
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& Exhibits
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 in  452 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 65340G
 

        
Latest Filing  Type    Category    Description        Documents
     
4/10/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 314
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G36
1/18/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D29
8/12/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 39
6/9/22 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 15
1/8/21 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
10/15/20 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
2/14/14 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
4/15/09 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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5/26/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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8/12/22 OLDEX-24Powers of Attorney  OLD 15

Additional Exhibits: 
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1/8/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 60

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6/9/22 OLDGRAPHICPhotos, Images and Graphs  OLD 55


        

Filings History

Year    # of Filings
In descending order
2024 31
2023 42
2022 73
2021 79
2020 52
2019 30
2018 51
2017 40
2016 39
2015 54
2014 63
2013 40
2012 31
2011 31
2010 13
2009 27
2008 46
2007 32
2006 37

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