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Penumbra Inc. 
 CA
  SEC # 1321732

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705  SEC Filings
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  from  3/24/05  to  4/24/24  (2 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Penumbra Inc. 

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Forms
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, Documents
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& Exhibits
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 in  175 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/24/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/24/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 9
4/24/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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9
3/21/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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74

8-K Items: 
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6/1/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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5
10/7/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 3
2/22/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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36
4/24/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
10/7/21 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
3/21/24
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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1
4/8/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
8/5/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
8/3/23"Submission of Matters to a Vote of Security Holders — Item 5.0710
1/10/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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7
12/15/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 2
2/22/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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49

2/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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9
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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26
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD6
2/23/23 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
12/16/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
6/8/20 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
5/28/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
3/28/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
2/14/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
9/18/15 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/18/15 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
9/17/15 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
9/15/15 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
9/15/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/14/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
7/29/15 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2
7/29/15 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 3
5/13/14 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
3/21/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5

General Exhibits: 
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2/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/22/24EX-23Consents of Experts and Counsel22
2/22/24EX-10Material Contracts68
2/22/24EX-21Subsidiaries Lists10
2/23/23 OLDEX-FILING FEESFiling Fees  OLD 1
2/23/23 OLDEX-5Opinions of Counsel re: Legality  OLD 11
2/23/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
8/5/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
6/1/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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2/22/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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47

Financials: 
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4/24/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,382
4/24/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 336
4/24/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 59
4/24/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
74
3/21/24EX-16Letter re: a Change in Accountant1
3/21/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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73
2/22/24EX-31Certifications — §302 – SOA’0269
2/22/24EX-32Certifications — §906 – SOA’0235
3/14/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1

Graphics: 
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4/24/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 363


Forms
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, Documents
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& Exhibits
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 in  532 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 70975L
 

        
Latest Filing  Type    Category    Description        Documents
     
4/17/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 438
4/1/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 18
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G42
2/16/21 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 7
12/11/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 18

Letters: 
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12/21/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9
12/21/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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1/3/20 OLDEX-24Powers of Attorney  OLD 45

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1/3/20 OLDGRAPHICPhotos, Images and Graphs  OLD 35


        

Filings History

Year    # of Filings
In descending order
2024 35
2023 87
2022 56
2021 67
2020 93
2019 76
2018 72
2017 100
2016 64
2015 48
2014 1
2012 1
2008 2
2007 1
2006 1
2005 1

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