| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/17/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 349 |
| | |
| | 8-K Items: |
| 4/17/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 96 |
| 2/7/24 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 6 |
| 1/3/17 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 3 |
| 2/6/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 82 |
| 4/17/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 80 |
| 7/12/12 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 1/27/17 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 7 |
| 3/6/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 20 |
| 2/25/11 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 5 |
| 8/9/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 21 |
| 11/9/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 180 |
| 2/6/24 | | | Events: | • | Other Events — Item 8.01 | 56 |
| 4/17/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 290 |
| | |
|
| 3/28/24 | | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 2 |
| 3/21/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 23 |
| 3/8/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 75 |
| 3/8/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 29 |
| 2/7/24 | | | 40-APP | | Registration: | | Applications for Exemption Orders and Other Relief by Investment Companies | 22 |
| 2/7/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities — Financial Reports | 39 |
| 1/16/24 | | | 497AD | | Update: | | Advertising by Certain Investment Companies | 161 |
| 1/16/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 15 |
| 10/23/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 58 |
| 9/28/23 | | | 40-17G | | Update: | | Fidelity Bonds for Investment Companies | 20 |
| 7/25/23 | | | 424B3 | | Registration: | | Prospectus – New Facts or Events — Financial Reports | 1 |
| 5/8/23 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A | 17 |
| 2/7/23 | OLD | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports OLD | 10 |
| 10/4/22 | OLD | | APP ORDR | | SEC: | | Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders OLD | 3 |
| 9/8/22 | OLD | | APP NTC | | SEC: | | Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices OLD | 3 |
| 5/18/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 69 |
| 11/23/21 | OLD | | N-23C-2 | | Ownership: | | Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies OLD | 8 |
| 6/3/21 | OLD | | N-2ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Closed-End Investment Company — Form N-2 OLD | 1 |
| 10/19/20 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 4 |
| 9/16/20 | OLD | | N-2 | | Registration: | | Registration Statements by Closed-End Investment Companies — Form N-2 OLD | 61 |
| 8/10/20 | OLD | | 497 | | Registration: | | Definitive Materials OLD | 68 |
| 7/15/20 | OLD | | POS EX | | Registration: | | Post-Effective Amendments of Registration Statements – Additional Exhibits OLD | 27 |
| 5/30/19 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 18 |
| 12/8/16 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 29 |
| 10/13/16 | OLD | | N-14 8C | | Registration: | | Registration Statements by Closed-End Investment Companies – Securities for Mergers — Form N-14 OLD | 3 |
| 10/23/12 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 10/1/12 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| 2/14/12 | OLD | | ABS-15G | | ABS: | | Asset-Backed Securities Securitizer Report — Form ABS-15G OLD | 1 |
| 10/20/10 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 8/19/10 | OLD | | 40-33 | | Update: | | Stockholder Derivative Actions Against Investment Companies and Affiliates OLD | 3 |
| 6/29/10 | OLD | | 11-K | | Update: | | Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K OLD | 1 |
| 4/28/10 | OLD | | N-14 | | Registration: | | Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14 OLD | 10 |
| 1/25/10 | OLD | | POS 8C | | Registration: | | Post-Effective Amendments of Registration Statements by Certain Investment Companies OLD | 3 |
| 4/21/08 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 4/1/08 | OLD | | CERTNAS | | Trading: | | Certifications by the Nasdaq Stock Market Approving Listings — Form CERT OLD | 2 |
| 2/15/08 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD | 2 |
| 2/5/07 | OLD | | N-2MEF | | Registration: | | Registration Statements to Add Securities to Prior Form N-2 Registrations OLD | 2 |
| 4/20/04 | OLD | | N-54A | | Update: | | Notice of Election by a Business Development Company (BDC) — Form N-54A OLD | 1 |
| 4/20/04 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| | |
| | General Exhibits: |
| 4/17/24 | | | EX-10 | | Material Contracts | 124 |
| 3/21/24 | | | EX-23 | | Consents of Experts and Counsel | 10 |
| 2/7/24 | | | EX-FILING FEES | | Filing Fees | 9 |
| 2/7/24 | | | EX-5 | | Opinions of Counsel re: Legality | 62 |
| 2/7/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/7/24 | | | EX-21 | | Subsidiaries Lists | 20 |
| 1/23/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 27 |
| 1/23/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 17 |
| 4/24/23 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 16 |
| 5/26/16 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 2 |
| 3/2/09 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| | |
| | Additional Exhibits: |
| 3/21/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 580 |
| | |
| | Financials: |
| 4/17/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 665 |
| 4/17/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 42 |
| 4/17/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 154 |
| 4/17/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 45 |
| 4/17/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 45 |
| 3/21/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 162 |
| 3/21/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 81 |
| | |
| | Graphics: |
| 3/21/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,074 |
