Natixis    SEC # 1274981

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84  SEC Filings   from  12/31/03  to  2/13/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  83 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/13/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	72
5/16/23			SBSE-A		Registration:		Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such — Form SBSE-A	2
2/9/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	6
10/28/21	OLD		SBSE-C		Registration:		Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C  OLD	1
8/10/17	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
8/15/08	OLD		13F-NT		Ownership:		Quarterly Holdings Notice by a Money Manager — Form 13F  OLD  — Assets Under Management	1
10/31/07	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
					Form-Specific Documents:
2/13/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			46
					General Exhibits:
8/10/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
1/28/04	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
5/16/23			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form Funding Portal:  4 Other Disclosures — Forms Funding Portal & MA*:  2 Applicable Court Documents;  2 Applicable Regulatory Documents;  2 Opinions of Counsel re: Legality — Form SBSE-A:  1 Form 7-R – Commodity Futures Trading Commission (CFTC)  (11 total)			11

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
4/24/24			3/31/24		123	of	721		$1,212,470		FL	Dakota Wealth Management
11/15/23			9/30/23		400	of	1,557		$950,948		MA	Integrated Wealth Concepts LLC
10/24/23			9/30/23		14	of	52		$20		CT	HTG Investment Advisors, Inc.
2/14/23			12/31/22		49	of	105		$30		MS	Phillips Wealth Planners LLC
2/10/17			12/31/16		19	of	305		$36		CA	Corient Capital Partners, LLC

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		1
2023		7
2022		4
2021		6
2020		4
2019		6
2018		4
2017		5
2016		4
2015		4
2014		5
2013		4
2012		6
2011		4
2010		4
2009		5
2008		5
2007		4
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2004		1
2003		1