root9B Holdings, Inc. 

CO

  SEC # 1272550

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565  SEC Filings   from  12/10/03  to  4/10/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Wellington Management Group LLP
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Forms , Documents & Exhibits  in  334 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/13/17	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	133
					8-K Items:
9/25/17	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	49
9/29/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
9/29/17	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	12
9/25/17	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	15
9/19/17	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	4
10/17/14	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
10/3/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	6
9/25/17	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	37
3/14/16	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
1/30/12	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
8/14/13	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	6
11/12/04	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
10/23/17	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	33
12/6/16	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	6
7/25/17	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	7
6/6/17	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	5
11/13/17	OLD		Events:			•	Other Events — Item 8.01  OLD	22
9/29/17	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	74
8/15/17	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	8
7/17/17	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	5
7/6/17	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	40
7/3/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	15
5/1/17	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	15
3/31/17	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
12/21/16	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
12/20/16	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
9/26/16	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	18
9/2/16	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
6/21/16	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	9
4/25/16	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/23/16	OLD		SC TO-T		Ownership:		Tender-Offer Statement by a Third Party — Schedule TO  OLD	1
1/27/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	21
1/27/16	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
5/1/15	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	8
5/1/15	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
4/24/15	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	7
9/2/14	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
9/2/14	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
4/5/12	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	2
3/26/12	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
2/6/12	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
8/26/10	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
8/18/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	7
11/14/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	12
8/14/06	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	6
10/28/04	OLD		10SB12G		Registration:		Registration Statements by Small-Business Issuers — Form 10-SB  OLD	4
					Letters:
8/8/06	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			5
					General Exhibits:
9/25/17	OLD		EX-10		Material Contracts  OLD			95
5/4/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
5/1/17	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			21
4/17/17	OLD		EX-21		Subsidiaries Lists  OLD			7
12/6/16	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
6/21/16	OLD		EX-23		Consents of Experts and Counsel  OLD			49
9/2/14	OLD		EX-5		Opinions of Counsel re: Legality  OLD			23
1/12/12	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
4/27/06	OLD		EX-14		Codes of Ethics  OLD			2
3/30/06	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
					Additional Exhibits:
8/22/17	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			50
					Financials:
7/6/17	OLD		EX-31		Certifications — §302 – SOA’02  OLD			115
7/6/17	OLD		EX-32		Certifications — §906 – SOA’02  OLD			113
7/6/17	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,366
7/6/17	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			45
7/6/17	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			204
7/6/17	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			34
1/30/12	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
7/6/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			71

Forms , Documents & Exhibits  in  234 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/10/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	12
1/25/18	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/25/17	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	148
5/18/17	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	34
2/23/16	OLD		SC TO-T		Ownership:		Tender-Offer Statement by a Third Party — Schedule TO  OLD	1
1/27/16	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
9/10/15	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
8/19/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	11
					Letters:
1/25/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			24
					General Exhibits:
9/14/16	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
8/19/15	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
3/10/11	OLD		EX-24		Powers of Attorney  OLD			3
					Additional Exhibits:
1/25/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9
					Graphics:
8/19/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			5

        

Filings History

Year		# of Filings
2018		4
2017		53
2016		78
2015		97
2014		56
2013		59
2012		65
2011		40
2010		32
2009		11
2008		13
2007		5
2006		18
2005		6
2004		25
2003		3