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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
2/13/24 | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F — | 72 | ||||||||
1/29/24 | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies | 24 | ||||||||
3/21/17 | OLD | APP ORDR | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders OLD | 2 | |||||||
2/21/17 | OLD | APP NTC | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices OLD | 2 | |||||||
1/28/15 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 20 | |||||||
4/27/11 | OLD | 3 | Ownership: | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 | |||||||
10/9/09 | OLD | CORRESP | Comment: | Comment-Response or Other Letter to the SEC [ a.k.a. COVER ] OLD — | 1 | |||||||
4/24/06 | OLD | 40-6C | Registration: | Applications for Exemptions and Other Relief by Investment Companies OLD | 2 | |||||||
Graphics: | ||||||||||||
1/29/24 | GRAPHIC | Photos, Images and Graphs | 2 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/13/24 | 12/31/23 | 7,035 | of | 44,939 | $66,785,621 |
| Morgan Stanley | |||||||
2/5/24 | 12/31/23 | 26 | of | 14,778 | $219,948 | Russell Investments Group, Ltd. | ||||||||
11/14/22 | 9/30/22 | NA | of | 64 | NA |
| Penn Mutual Asset Management, LLC | |||||||
11/9/16 | 9/30/16 | 56 | of | 10,960 | $402 | Emerald Acquisition Ltd. | ||||||||
4/29/16 | 3/31/16 | 53 | of | 11,009 | $719 |
| Russell Frank Co |
Year | # of Filings | |
---|---|---|
2024 | 2 | |
2023 | 4 | |
2022 | 4 | |
2021 | 4 | |
2020 | 4 | |
2019 | 4 | |
2018 | 4 | |
2017 | 8 | |
2016 | 9 | |
2015 | 9 | |
2014 | 4 | |
2013 | 11 | |
2012 | 4 | |
2011 | 5 | |
2010 | 5 | |
2009 | 9 | |
2008 | 10 | |
2007 | 4 | |
2006 | 7 | |
2005 | 5 | |
2004 | 8 | |
2003 | 2 |