| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 3/29/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 20 |
| 3/25/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 106 |
| | |
| | 8-K Items: |
| 3/21/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 22 |
| 3/25/24 | | | Financial Info: | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 13 |
| 12/5/23 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 4 |
| 1/13/09 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 2 |
| 12/5/23 | | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’ | 12 |
| 11/16/16 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 2 |
| 5/17/17 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 1 |
| 11/2/10 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 2/22/07 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
| 8/7/23 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 16 |
| 9/9/14 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 1 |
| 6/12/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
| 3/21/24 | | | Events: | • | Other Events — Item 8.01 | 53 |
| 3/25/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 82 |
| | |
|
| 3/15/24 | | | 424B7 | | Registration: | | Prospectus – Selling Security Holders – Info Previously Omitted | 1 |
| 12/18/23 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 13 |
| 12/13/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 10 |
| 11/9/23 | | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 | 4 |
| 11/9/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 55 |
| 4/28/23 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 17 |
| 12/15/22 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 11 |
| 10/30/20 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 5 |
| 6/26/19 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 5 |
| 4/13/18 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD — Financial Reports | 6 |
| 12/7/17 | OLD | | FWP | | Registration: | | Prospectus – Free Writing OLD | 1 |
| 9/13/17 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 9/11/17 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 8/31/17 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD — Financial Reports | 6 |
| 6/8/17 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 3 |
| 4/11/16 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 8/14/14 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 3 |
| 4/9/14 | OLD | | AW | | Registration: | | Amendment Withdrawal Requests OLD | 2 |
| 11/15/13 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 2 |
| 3/29/10 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 3 |
| 3/29/10 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 2 |
| 10/28/09 | OLD | | 15-12B | | Registration: | | Certifications of Terminations of Registration of Classes of Securities — Form 15 OLD | 2 |
| 1/20/09 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 9/12/08 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 4/5/07 | OLD | | ARS | | Update: | | Annual Report to Security Holders OLD | 1 |
| 4/2/07 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD | 3 |
| 3/24/07 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 8 |
| 2/15/07 | OLD | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K OLD — Press Releases & Conference Calls | 20 |
| 11/9/04 | OLD | | CERTAMX | | Trading: | | Certification by the American Stock Exchange Approving a Listing — Form CERT OLD | 1 |
| 11/5/04 | OLD | | 20FR12B | | Registration: | | Registration Statements by Foreign Non-Canadian Issuers — Form 20-F OLD | 3 |
| | |
| | General Exhibits: |
| 3/29/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/29/24 | | | EX-23 | | Consents of Experts and Counsel | 39 |
| 3/29/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 60 |
| 3/29/24 | | | EX-10 | | Material Contracts | 40 |
| 11/9/23 | | | EX-FILING FEES | | Filing Fees | 2 |
| 11/9/23 | | | EX-5 | | Opinions of Counsel re: Legality | 19 |
| 10/30/20 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 13 |
| 2/14/20 | OLD | | EX-21 | | Subsidiaries Lists OLD | 4 |
| 9/9/14 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 4 |
| 4/2/07 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 3 |
| 4/2/07 | OLD | | EX-14 | | Codes of Ethics OLD | 6 |
| 9/16/04 | OLD | | EX-8 | | Opinion of Counsel re: Tax Matters OLD | 1 |
| 9/16/04 | OLD | | EX-2 | | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 |
| | |
| | Additional Exhibits: |
| 3/29/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 192 |
| | |
| | Financials: |
| 3/29/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 150 |
| 3/29/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 75 |
| 3/29/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,278 |
| 3/29/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 94 |
| 3/29/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 415 |
| 3/29/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 37 |
| 3/29/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 84 |
| 5/17/17 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 2 |
| 4/2/07 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 6 |
| | |
| | Graphics: |
| 3/29/24 | | | GRAPHIC | | Photos, Images and Graphs | 363 |
List all Money Managers that own this Security Issuer: CUSIP 31447P
