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Nephros Inc. 
 NJ
  SEC # 1196298

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971  SEC Filings
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  from  10/22/02  to  5/1/24  (2 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Nephros Inc. 

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Forms
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, Documents
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& Exhibits
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 in  584 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/1/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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214

8-K Items: 
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10/11/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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44
3/16/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
11/21/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/7/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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55
12/26/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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12
8/3/07 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
1/26/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 7
7/12/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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16
12/3/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
3/31/15 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
11/6/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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47
7/9/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
4/6/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
6/1/23"Submission of Matters to a Vote of Security Holders — Item 5.0711
5/1/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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7
5/17/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 76
5/1/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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179

4/12/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/12/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 11
4/12/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 16
3/15/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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18
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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48
11/15/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
9/15/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 75
9/15/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 31
9/10/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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27
9/7/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
9/7/21 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 16
6/2/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
10/16/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
10/9/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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21
8/13/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
8/13/19 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
7/18/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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32
5/16/19 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 2
3/26/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
8/22/18 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
8/8/18 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
12/21/15 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
11/20/15 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
3/31/15 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
11/29/10 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
10/1/10 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
10/1/10 OLDRWRegistration:  Registration Withdrawal Requests  OLD 4
10/9/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 5
4/29/08 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/13/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 11
10/22/07 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
10/9/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
9/21/04 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
9/20/04 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
9/20/04 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
6/9/04 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1
2/28/03 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 5

General Exhibits: 
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3/15/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/15/24EX-23Consents of Experts and Counsel99
3/15/24EX-10Material Contracts172
3/15/24EX-21Subsidiaries Lists10
11/21/22 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
9/7/21 OLDEX-5Opinions of Counsel re: Legality  OLD 33
2/27/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 38
1/31/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
8/7/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 16
4/6/07 OLDEX-14Code of Ethics  OLD 1
5/17/05 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1

Additional Exhibits: 
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5/1/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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208

Financials: 
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5/1/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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4,695
5/1/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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117
5/1/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 538
5/1/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 37
5/1/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
105
3/15/24EX-31Certifications — §302 – SOA’02139
3/15/24EX-32Certifications — §906 – SOA’02121
12/3/21 OLDEX-16Letters re: Changes in Accountants  OLD 5

Graphics: 
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5/1/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 556


Forms
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, Documents
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& Exhibits
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 in  392 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 640671
 

        
Latest Filing  Type    Category    Description        Documents
     
3/14/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4265
11/3/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 338
2/3/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 26
6/11/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 34
12/21/15 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
11/20/15 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
4/7/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/12/07 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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9/9/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC24
9/9/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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12/11/23EX-24Powers of Attorney20
9/30/15 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
2/13/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/13/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 9

Additional Exhibits: 
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12/21/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 26

Graphics: 
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11/20/15 OLDGRAPHICPhotos, Images and Graphs  OLD 4


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 34
2022 30
2021 52
2020 49
2019 79
2018 75
2017 57
2016 41
2015 64
2014 53
2013 44
2012 23
2011 37
2010 45
2009 49
2008 47
2007 60
2006 43
2005 37
2004 37
2003 5
2002 2

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