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Glaukos Corp. 
 CA
  SEC # 1192448

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783  SEC Filings
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  from  9/25/02  to  4/16/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Glaukos Corp. 

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Forms
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, Documents
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& Exhibits
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 in  230 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/16/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/16/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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9
4/16/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 8
3/15/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-89
2/28/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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114

8-K Items: 
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6/12/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
8/4/15 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
11/21/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
2/21/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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40
6/12/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
6/12/20 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
2/7/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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14
12/21/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
6/7/23"Submission of Matters to a Vote of Security Holders — Item 5.078
2/28/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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58
9/15/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 10
2/28/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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98

2/23/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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9
11/1/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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26
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD6
3/18/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
4/23/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
11/14/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
10/18/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
10/17/19 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
10/15/19 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
8/13/19 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
6/25/15 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/23/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
6/22/15 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
6/22/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/16/15 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
9/26/14 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2
1/25/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
8/25/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4

General Exhibits: 
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3/15/24EX-23Consents of Experts and Counsel29
3/15/24EX-FILING FEESFiling Fees3
3/15/24EX-5Opinions of Counsel re: Legality13
2/23/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/23/24EX-10Material Contracts101
2/23/24EX-21Subsidiaries Lists9
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)4
12/21/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
3/1/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
9/17/19 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
8/7/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
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2/28/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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114

Financials: 
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4/16/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,162
4/16/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 379
4/16/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 81
4/16/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
97
2/28/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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96
2/23/24EX-31Certifications — §302 – SOA’0270
2/23/24EX-32Certifications — §906 – SOA’0270

Graphics: 
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4/16/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,185


Forms
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, Documents
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& Exhibits
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 in  553 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 377322
 

        
Latest Filing  Type    Category    Description        Documents
     
4/12/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 377
4/8/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 56
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G80
4/5/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 31
2/14/20 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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5/1/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
5/1/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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4/5/22 OLDEX-24Powers of Attorney  OLD 42

Additional Exhibits: 
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2/14/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4


        

Filings History

Year    # of Filings
In descending order
2024 88
2023 130
2022 70
2021 59
2020 72
2019 82
2018 56
2017 60
2016 72
2015 78
2014 7
2013 1
2012 2
2011 1
2010 1
2008 1
2007 1
2006 1
2002 1

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