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BofA Advisors, LLC
MA
SEC # 1185369
43 Related Registrants:
Same IRS #: Bacap Distributors, LLC — 4/26/05 — SEC # 1071392
Same IRS #: Bank of America NA — 5/13/24 — SEC # 1102113
Same IRS #: Bank of America National Trust & Saving Association — 4/2/99 — SEC # 740104
Same IRS #: Renewable Power Inc. — 2/28/11 — SEC # 1512879
Same IRS #: Sky Financial Securitization Corp. VI — 2/6/13 — SEC # 1535818
More than a Year ago:
Banc of America Mortgage Securities Inc. — 11/25/14 — SEC # 1207409
BofA Distributors, Inc. — 11/25/14 — SEC # 1455642
Kecalp Inc. — 11/25/14 — SEC # 924107
Merrill Lynch Alternative Investments LLC — 11/25/14 — SEC # 1399551
MERRILL LYNCH GLOBAL PRIVATE EQUITY, Inc. — 11/25/14 — SEC # 1399338
Merrill Lynch Ventures LLC — 11/25/14 — SEC # 1223419
Merrill Lynch, Pierce, Fenner & Smith Inc. — 11/25/14 — SEC # 728612
BofA Funds Series Trust — 5/14/13 — SEC # 1477434
Bank of America Capital Advisors LLC — 8/20/12 — SEC # 1416568
ReconTrust Co., N.A. — 8/20/12 — SEC # 1549588
BAC Home Loans Servicing, LP — 9/26/11 — SEC # 1521607
Banc of America Investment Advisors, Inc. — 3/3/10 — SEC # 1257381
Bank of America Corp./DE — 3/3/10 — SEC # 70858
Columbia Wanger Asset Management LLC — 3/3/10 — SEC # 908733
IQ Investment Advisors LLC — 3/3/10 — SEC # 1312673
Nuveen Fund Advisors, LLC — 3/3/10 — SEC # 1311016
Nuveen HydePark Group, LLC — 3/3/10 — SEC # 1426787
Nuveen Investment Solutions, Inc. — 3/3/10 — SEC # 1456515
Nuveen Investments Advisers Inc. — 3/3/10 — SEC # 1463373
Nuveen Investments Institutional Services Group LLC — 3/3/10 — SEC # 1463372
Nuveen Investments, LLC — 3/3/10 — SEC # 1423264
NWQ Investment Management Co., LLC — 3/3/10 — SEC # 763848
Roszel Advisors LLC — 3/3/10 — SEC # 1173862
Santa Barbara Asset Management, LLC — 3/3/10 — SEC # 1109426
Symphony Asset Management LLC — 3/3/10 — SEC # 1030815
Tradewinds Global Investors, LLC — 3/3/10 — SEC # 1383221
US Trust Hedge Fund Management Inc. — 3/3/10 — SEC # 1272263
Winslow Capital Management, LLC — 3/3/10 — SEC # 900973
Columbia Funds Series Trust — 8/25/09 — SEC # 1097519
Columbia Funds Series Trust A — 8/25/09 — SEC # 1354948
Banc of America Investment Services Inc. — 6/10/09 — SEC # 1279675
Banc of America Securities LLC — 6/10/09 — SEC # 1185371
Columbia Funds Institutional Trust — 12/1/08 — SEC # 854126
Columbia Funds Master Investment Trust, LLC — 12/1/08 — SEC # 1078410
Columbia Funds Series Trust I — 12/1/08 — SEC # 773757
Columbia Funds Variable Insurance Trust — 12/1/08 — SEC # 815425
Columbia Funds Variable Insurance Trust I — 12/1/08 — SEC # 1049787
Banc of America Advisors LLC — 11/25/02 — SEC # 1162484
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Registrant
About
Filings
Files
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Topics
Web
69 SEC Filings
from 9/12/02 to 12/23/14
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘APP ORDR’ — Application for an SEC Exemption Order – ‘40-APP’ SEC Order
—
Filed as:
Filer / Offerer
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BofA Advisors, LLC
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all 69 Filings.
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Forms
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in
69 Filings
Filed as:
Filer / Offerer
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Owner / Insider
Latest Filing
Type
Category
Description
Documents
12/23/14
OLD
APP ORDR
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders
OLD
3
11/26/14
OLD
APP NTC
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices
OLD
3
11/25/14
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
15
5/14/10
OLD
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
OLD
45
3/3/10
OLD
APP WD
Registration:
Withdrawal of an Application for an Exemption Order or Other Relief
OLD
1
8/5/03
OLD
40-6C
Registration:
Applications for Exemptions and Other Relief by Investment Companies
OLD
2
Graphics:
6/28/11
OLD
GRAPHIC
Photos, Images and Graphs
OLD
3
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2014
3
2013
1
2012
3
2011
5
2010
3
2009
11
2008
6
2007
4
2006
4
2005
4
2004
4
2003
5
2002
16
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— Tue., May 14, 12:44:33.
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